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论涉案企业合规中检察权的边界及控制

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作为中国本土企业合规的制度完善发起者、制度创新引领者、制度框架建设者、制度建设监督者,检察机关在企业合规审查中居于主导地位.但实践发展中,因顶层立法不明与权力的无序扩张,检察权已有介入侦查权、行政机关调查权、法院审判权的趋势;同时也缺乏法院"司法审查"规制.应当聚焦检察功能定位,立足传统检察职能发掘合规新职能,从内部维度与外部维度双层路径实现检察权边界明晰与权力控制.
On the Boundaries and Control of Procuratorial Authority in Case-Related Corporate Compliance
As the initiator of local enterprises compliance institutional improvement,the leader of institu-tional innovation,the builder of institutional frameworks,and the supervisor of institutional construction,the procuratorial authorities have taken a leading role in the review of corporate compliance in China.However,in the development of practice,due to the unclear top-level legislation and disorderly expansion of procuratorial power,there is a tendency for the procuratorial power to intervene in the power of investi-gation,the investigative power of administrative organs,and the trial power of courts.Meanwhile,there is also a lack of"judicial review"regulation of court.Therefore,it should focus on the positioning of procu-ratorial functions,explore new functions for compliance based on traditional procuratorial functions,and re-alize the clear boundaries and power control of procuratorial power from the two-tiered path between the internal and external dimensions.

corporate complianceprocuratorial authoritythe boundary of authorityinvestigative authority

任可欣

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安徽大学,合肥,230601

企业合规 检察机关 权力边界 侦查机关

国家社会科学基金青年项目(2021)安徽法治与社会安全研究中心一般项目(2022)

21CFX071fzsh2022lx-12

2024

安徽警官职业学院学报
安徽警官职业学院

安徽警官职业学院学报

影响因子:0.139
ISSN:1671-5101
年,卷(期):2024.23(2)
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