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历史制度主义观察:上海城市更新制度和演变

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中国的城市正处在从扩张发展转向存量提升的转型阶段,辨识以往城市更新的矛盾和难点,并探索可持续的城市更新制度是城市治理的当务之急.介绍历史制度主义理论,特别是其中的渐进式制度演变理论,并以此为框架,对上海在2002年至2021年之间的城市更新制度演变进行分析.研究发现,上海的城市更新制度发生了转换和层叠两种模式的渐变,实际的城市更新制度与正式规则不完全相符.正式规则与非正式规则并存,而新规则的引入和推广则面临困难.认为,政策实施是中国这一基层主体具有较强自由裁量权的体制中真正影响实际制度变迁的环节.因此,呼吁将渐进式制度演变理论的框架应用到政策制定过程中,在政策出台前充分了解利益相关方被赋予的影响实施的权力,并通过推演,对各方可能采取的行动及其对政策实施产生的影响进行评估,以此提升政策的有效性,推动城市更新制度的健全.
Insights from Historical Institutionalism:The Institution and Evolution of Shanghai's Urban Renewal
Chinese cities are transitioning from urban spatial expansion to inner-city regeneration.Examining past urban renewal practices,identifying existing tensions and challenge,and exploring sustainable mechanisms for future urban renewal are ur-gent tasks of significant importance.This paper reviews theories of historical institu-tionalism,particularly incremental institutional change theory,and uses this concep-tual framework to analyse the evolution of Shanghai's urban renewal institutions from 2002 to 2021.It finds that Shanghai's urban renewal mechanism has transi-tioned incrementally through instituional conversion and layering,and actual practices often deviate from formal rules.Formal and informal rules coexist,and the introduc-tion and promotion of new rules repeatedly encounter obstacles.The paper argues that within China's bureaucratic system,where local governments have significant dis-cretionary power,policy implementation is the key stage for actual institutional changes.Therefore,it advocates for applying the incremental institutional change theory in the policymaking process.Before introducing any new policies,it is neces-sary to comprehensively investigate the discretionary power vested in stakeholders,infer potential stakeholder reactions,and assess their consequent impact on policy implementation.This approach can fundamentally enhance the effectiveness of new policy introduction and improve urban renewal mechanisms.

historical institutionalismincremental institutional change theoryurban renewalShanghai

李吉桓

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剑桥大学土地经济系

历史制度主义 渐进式制度演变理论 城市更新 上海

2024

城市规划学刊
同济大学

城市规划学刊

CSTPCDCSSCICHSSCD北大核心
影响因子:3.822
ISSN:1000-3363
年,卷(期):2024.(4)