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面向公共交通融合发展的城市地铁运营绩效评价方法

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城市地铁是缓解城市交通拥堵、实现交通结构集约化的重要载体,但建设与运营成本大.特别在城市地铁大规模建设的背景下,公交客流颓势愈显.为此,面向城市地铁与公交的融合发展,在考虑地铁建设对公交客流负面作用的前提下,采用SBM(slacks-based measure)模型系统评价城市地铁的运营绩效.进而在连续时间截面下,通过GML(global Malmquist-Luenberger)指数持续跟踪地铁运营绩效的变化趋势.然后考虑城市经济发展、规模发展和私家车竞争等外部因素,利用Tobit模型分析其对城市地铁运营绩效的影响.基于2018-2021年我国31个城市的面板数据,采用含非期望产出的SBM模型测度各城市各年份的地铁运营绩效,发现规模大、客流强度高的城市地铁运营绩效通常更高;除2020年受疫情影响外,其余年份城市地铁运营综合技术效率和规模效率逐年上升,但纯技术效率逐年下降,对现有投入资源的利用率降低.地铁运营无效的城市主要表现为公交客流下降严重,亟须强化地铁与公交的融合发展.采用GML指数测算相邻年份间各城市地铁运营绩效的动态变化特性,发现我国城市地铁运营全要素生产率年均下降2.8%,主要归因于疫情阶段放缓了技术进步.Tobit模型进一步发现城市建成区面积对城市地铁运营绩效具有显著的正向作用.研究结果可在地铁与公交融合的背景下全面定位城市地铁的发展瓶颈,为提升轨道交通在城市公共交通中的引领及促进作用提供理论与方法基础.
Evaluation method of urban subway operation performance for the integrated development of public transportation
Urban subway is an important component to the alleviation of urban traffic congestion and the promotion of intensive transport structure,but the construction and operation costs are extremely high.The proliferation of subway networks has led to a substantial decrease in bus ridership.Oriented to the joint development of subway and bus,the slacks-based measure(SBM)model was used to comprehensively assess subway operation performance,which considered the negative impact of subway construction on bus ridership decline.Additionally,the global Malmquist-Luenberger(GML)index was applied to continuously monitor the changes in subways operational performance year by year.The influence of external factors,such as urban economic development,scale development,and competition from private cars,was also analyzed with Tobit model.Based on the panel data of 31 cities in China from 2018 to 2021,the proposed SBM model revealed that the cities with larger scales and higher passenger flow intensity generally exhibit better operation performance.Except in 2020 against pandemics,comprehensive technical efficiency and scale efficiency of urban subway operation have steadily increased over the years,while pure technical efficiency has been decreased due to the decrease in resource utilization.The main characteristic of ineffective subway operation is a serious decline in bus ridership,indicating the urgency to strengthen the integrated development of subway and bus.GML index calculates dynamic subway operation performance between years,finding that the total factor productivity of subway operation has declined by an average of 2.8%per year,which is mainly attributed to the reduced rate of technological progress during the pandemic.The Tobit model further finds that the urban built-up area has a significant positive effect on subway operation performance.This paper comprehensively identified the bottleneck to subway development under the background of the integration of subway and bus,and provided a theoretical and methodological foundation,to enhance the leading and facilitating role of subway in urban public transportation.

urban subwayperformance evaluationslacks-based measure(SBM)modelglobal Malmquist-Luenberger(GML)indexTobit model

方瀚萱、金辉、李再帏、王子鸣

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上海工程技术大学 城市轨道交通学院,上海 201600

苏州大学 轨道交通学院,江苏 苏州 215100

城市地铁 绩效评价 SBM模型 GML指数 Tobit模型

国家自然科学基金

52178430

2024

铁道科学与工程学报
中南大学 中国铁道学会

铁道科学与工程学报

CSTPCD北大核心EI
影响因子:0.837
ISSN:1672-7029
年,卷(期):2024.21(4)
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