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中国沿海水上交通事故致因路径分析

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为探究中国沿海各类水上交通事故致因路径,提出一种基于人为因素分析与分类系统(HFACS)模型、贝叶斯网络(BN)模型和通径模型的水上交通事故致因路径分析方法.首先,基于HFACS模型,从中国沿海水上交通事故调查报告中识别出5个层级包含38种水上交通事故致因因素.其次,使用K2算法进行BN结构学习,并结合卡方检验结果和先验知识确定BN结构.再次,通过最大期望算法进行BN参数学习,运用敏感性分析方法提取各类水上交通事故致因路径.最后,利用通径模型计算各类水上交通事故致因路径系数,并检验其统计显著性.结果表明,诱发中国沿海碰撞、自沉、触碰、搁浅、火灾/爆炸、风灾和触礁等事故的显著致因路径分别有7条、6条、3条、7条、4条、4条和2条;从致因路径的效应水平上看,触碰事故和触礁事故的最大致因路径均为"海图资料配备不当→航行计划不当→触碰/触礁事故".
Causal pathways analysis of coastal water traffic accidents in China
To explore the causal pathway of various water traf-fic accidents in China coast,a causal pathway analysis meth-od for water traffic accidents was proposed based on human factors analysis and classification system(HF ACS)model,Bayesian network(BN)model and pathway model.Firstly,based on the HFACS model,5 levels including 38 causal fac-tors for water traffic accidents were identified from the investi-gation report of water traffic accidents in China coast.Second-ly,the K2 algorithm was used for BN structure learning,and combined with chi-square test results and prior knowledge to determine the BN structure.Next,the maximum expectation algorithm was utilized to BN parameter learning,the sensitivi-ty analysis method was used to extract the causal pathway of various water traffic accidents.Finally,the pathway model was applied to calculate the causal pathway coefficients of va-rious water traffic accidents and test their statistical signifi-cance.Results show that there are respectively 7,6,3,7,4,4,and 2 significant causative pathways for accidents such as collision,sinking,contact,grounding,fire/explosion,wind strike,and stranding in China coast.From the perspective of effect level of causal pathway,the largest causal pathway of both contact accidents and stranding accidents is"improper allocation of chart data → improper navigation plan → con-tact/stranding accident".

China coastwater traffic accidentscausal path-wayBayesian networkpathway model

江玉杰、万征、陈继红

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上海海事大学交通运输学院,上海 201306

深圳大学 管理学院,广东深圳 518060

中国沿海 水上交通事故 致因路径 贝叶斯网络 通径模型

国家自然科学基金面上项目

52071202

2024

大连海事大学学报
大连海事大学

大连海事大学学报

CSTPCD北大核心
影响因子:0.469
ISSN:1006-7736
年,卷(期):2024.50(1)
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