电子与信息学报2025,Vol.47Issue(2) :510-518.DOI:10.11999/JEIT240486

基于双卷积自编码器的自适应波束形成

Adaptive Beamforming Based on Dual Convolutional Autoencoder

蒋伊琳 李帅 郑沛 唐元博
电子与信息学报2025,Vol.47Issue(2) :510-518.DOI:10.11999/JEIT240486

基于双卷积自编码器的自适应波束形成

Adaptive Beamforming Based on Dual Convolutional Autoencoder

蒋伊琳 1李帅 2郑沛 3唐元博2
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作者信息

  • 1. 哈尔滨工程大学 哈尔滨 150001;航空工业电磁频谱协同探测与智能认知联合技术中心 哈尔滨 150001
  • 2. 哈尔滨工程大学 哈尔滨 150001
  • 3. 试验物理与计算数学国家级重点实验室 北京 100876
  • 折叠

摘要

在低信噪比环境下,阵列天线获取空域信号的来波方向极其困难,导致一般的波束形成方法无法准确形成正对入射信号的波束.针对上述问题,该文提出了一种基于双卷积自编码器的盲接收自适应波束形成(Dual Convolutional AutoEncoder-Adaptive Beamforming,DCAE-ABF)方法,该方法在基于大量空域统计信息的情况下,以时域-频域联合条件作为约束,利用两个独立的卷积自编码器(CAE)分别对阵列接收信号与辐射源信号进行特征提取,并使用深度神经网络(DNN)将两个CAE的特征编码进行连接,构建DCAE网络,实现在低信噪比环境下,面对未知频率和来波方向的入射信号时,也能够自适应形成正对入射信号的波束,达到盲接收的效果.仿真实验结果表明,在低信噪比环境下,单信号与双信号入射时所带来的信噪比增益均高于常规波束形成(CBF)方法与基于最小均方误差的自适应波束形成(Minimum Mean Square Error-Adaptive BeamForming,MMSE-ABF)方法,以及基于卷积神经网络的自适应波束形成方法(Convolutional Neural Networks-Adaptive BeamForming,CNN-ABF),且该增益在入射信号频率、角度变化时仍具有良好的稳定性.

Abstract

Objective Most traditional beamforming techniques and adaptive beamforming methods rely on reference signals.These methods require prior knowledge of the signal frequency and Direction of Arrival(DOA)at the array for beamforming.However,in low Signal-to-Noise Ratio(SNR)environments,obtaining the frequency and DOA of the incident signals is extremely challenging.This difficulty leads to significant performance degradation in reference-signal-based beamforming,limiting its applicability in tasks such as electronic reconnaissance and electronic countermeasures in low SNR conditions.This paper addresses the challenge of enabling antenna arrays to perform adaptive beamforming for incident signals with unknown frequencies and DOAs in low-SNR environments.Methods This paper proposes a Dual Convolutional AutoEncoder-Adaptive Beamforming(DCAE-ABF)method for blind reception.The approach leverages dual Convolutional Autoencoders(CAEs)to extract features from both the array-received signal and the radiation source signal,utilizing extensive air-domain statistical information with joint time-frequency domain constraints.A Deep Neural Network(DNN)connects the feature encodings from the two CAEs to construct the DCAE network.This method enables adaptive beamforming in low SNR environments,even when the incident signal's frequency and DOA are unknown,facilitating blind reception.Results and Discussions Simulation results demonstrate that the proposed DCAE-ABF method can rapidly and accurately adjust the beam direction for incident signals with unknown frequencies and directions of arrival in a low SNR environment,effectively orienting the beam towards the incident signals for optimal reception.This method improves the output signal's SNR,with the SNR gain significantly exceeding that of traditional beamforming techniques(Fig.4,Fig.6).Furthermore,the SNR gain achieved by this method remains stable even when the frequency and angle of the incident signal vary(Fig.5).Conclusions This paper presents an adaptive beamforming method based on dual convolutional autoencoders.The method outperforms the other three approaches discussed in this study when applied to incident signals with unknown directions of arrival in low SNR environments.Even when the DOA is unknown,the method effectively utilizes the spatial information accumulated during autoencoder training.It can extract features from the array signals and adaptively form beams directed at the incident signals,achieving optimal reception.This approach enables blind adaptive beamforming for signals with unknown frequencies and directions of arrival,significantly improving the SNR of the incident signals.

关键词

自适应波束形成/卷积自编码器/盲波束形成/信噪比增益

Key words

Adaptive beamforming/Convolutional autoencoder/Blind beamforming/Signal-to-noise ratio gain

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出版年

2025
电子与信息学报
中国科学院电子学研究所 国家自然科学基金委员会信息科学部

电子与信息学报

CSCD北大核心
影响因子:1.302
ISSN:1009-5896
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