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论商事调解保密例外的价值、规则及边界

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"保密性"是商事调解的基本原则和核心价值之一。为了维护调解的公平性、保护弱势方当事人及第三人的合法权益、实现社会教化和提高后续裁判程序的效率,一些国家、地区的调解规则在遵循调解保密原则的同时规定了下列五种例外情形:(1)待披露的调解信息具有独立性或者属于周知常识;(2)征得调解信息提供者或制作者的同意;(3)为履行或强制执行调解和解协议所必需;(4)为证明调解员等专业人士的不当行为所必需;(5)出于维护公共政策的目的。在披露调解信息时,应当注重保密例外的适用边界,即遵循比例原则的要求、履行严格的披露程序,明确规定出现不当披露行为时的法律救济途径。将来我国在制定商事调解法时,应在总则中确立调解保密原则,在分则中规定保密例外规则,明确规定调解信息披露的客体和主体范围、披露程序以及不当披露时的法律责任和救济措施。
"Confidentiality"is one of the basic principles and core values of commercial mediation.However,in order to maintain the fairness of mediation,protect the legitimate rights and interests of weak parties and the third persons,a-chieve social enlightenment,and improve the efficiency of subsequent adjudication procedures,some countries and regions have set the following five exceptions in their mediations rules while adhering to the principle of confidentiality:(1)The relevant mediation information to be disclosed is independent or belongs to well-known common knowledge;(2)Under the consent of the mediation information provider or producer;(3)Necessary for fulfilling or enforcing mediation settlement agreements;(4)Necessary to prove the misconduct of mediators or other professionals;(5)For the purpose of maintaining public policy.Upon disclosing mediation information,attention should be paid to the applicable boundaries of confidentiali-ty exceptions,namely,conformity with the principle of proportionality,fulfilling a strict disclosure procedure,and clarif-ying legal remedies for improper disclosure.In the near future of formulating the"Commercial Mediation Law"in China,the principle of confidentiality in mediation should be established in the general provisions,while the confidentiality excep-tion rules included in the specific provisions,clearly defining the object,subject and procedure of mediation information disclosure as well as the legal responsibilities and remedies in case of improper disclosure.

commercial mediationprinciple of mediation confidentialityexceptions to confidentialityprinciple of proportionality

邹国勇

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武汉大学国际法研究所,湖北武汉 430072

商事调解 调解保密原则 保密例外 比例原则

国家社科基金项目

21BFX157

2024

法律科学-西北政法大学学报
西北政法大学

法律科学-西北政法大学学报

CSTPCDCSSCICHSSCD北大核心
影响因子:2.096
ISSN:1674-5205
年,卷(期):2024.42(5)
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