首页|我国企业刑事合规不起诉的实体法建构

我国企业刑事合规不起诉的实体法建构

扫码查看
我国当前企业刑事合规不起诉改革的成功经验值得肯定,但是因缺乏明确的实体法根据而难以成为一种正式的制度实践,从而产生了法律适用不统一的问题.单位犯罪的归责基础不同于自然人犯罪,主要是一种合规责任.合规责任是功能责任论的观点,即强调企业以合规计划作为责任承担方式,以期在未来能够有效预防单位犯罪,这是一种更加有助于保障公司企业高质量发展和有效实现犯罪预防的理论主张,由此需要通过刑法修正予以体现,从而实现企业刑事合规不起诉与我国刑法规定的一致性.对此,刑法不仅需要强化公司企业等单位的合规责任,把有效企业合规作为非刑罚化的责任承担方式,在单位犯罪条款中增设公司企业的合规责任,并区分事前与事后刑事合规以规定不同的合规责任的实现方式,而且还需要增设单位量刑制度,以发挥刑法完整的激励效应.
Substantive Law Construction of Non-prosecution of Corporate Criminal Compliance in China
The current successful experience of China's corporate criminal compliance non-prosecution reform is worthy of recog-nition,but due to the lack of a clear substantive legal basis,it is difficult to truly become a formal institutional practice,and there are also problems that lead to inconsistent application of law.The basis for attribution of unit crimes is different from that of natural persons,and is more of a compliance responsibility.Compliance responsibility is the view of functional responsibility theo-ry,that is,emphasizing that enterprises take compliance plans as a way to bear responsibility in order to effectively prevent unit crimes in the future,which is a theoretical proposition that is more conducive to ensuring the high-quality development of compa-nies and enterprises and effectively realizing crime prevention,which also needs to be reflected in the amendment of the Criminal Law to achieve the consistency between corporate criminal compliance and non-prosecution with China's criminal law provisions.In this regard,the criminal law not only needs to strengthen the compliance responsibility of companies and enterprises,taking effective enterprise compliance as a non-criminal way to bear responsibility,adding the compliance responsibility of companies and enterprises to the unit crime clause,and distinguishing between prior and post-criminal compliance to stipulate different ways of realizing compliance liability,but also needs to add the unit sentencing system to give play to the complete incentive effect of the criminal law.

criminal compliancenon-prosecution of corporate criminal complianceunit crimefunctional responsibility theorycompliance responsibility

姜涛

展开 >

华东政法大学刑事法学院,上海 201620

刑事合规 企业刑事合规不起诉 单位犯罪 功能责任论 合规责任

国家社会科学基金重大项目

21&ZD209

2024

法学论坛
山东省法学会

法学论坛

CSTPCDCSSCICHSSCD北大核心
影响因子:1.873
ISSN:1009-8003
年,卷(期):2024.39(1)
  • 25