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国际经贸规则形成过程中的国家互动机制

Mechanism of State Interaction in the Formation of International Economic and Trade Rules

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研究国际经贸规则形成时的国家互动过程有助于中国积极参与国际经贸规则的制定.现有文献缺乏可以直接适用于国际经贸规则形成的理论和模型.通过梳理有关国际经贸规则形成的研究文献和谈判资料发现,规则形成过程中的国家互动机制可以分为三个阶段——规则提出阶段、规则协商阶段和规则扩散阶段.在规则提出阶段,国家基于国家利益和成本收益权衡,设计或采纳规则构想,并着手召集谈判;在规则协商阶段,规则设计国和其他利益相关大国进行意见和利益的交换,通过议价和相互妥协达成一致的规则草案;在规则扩散阶段,未参与规则协商的国家很难改变已经形成的规则草案,只能通过利益权衡决定是否接受规则.在这三个阶段,国家可以采取的策略包括在精神层面寻求共识和在物质层面施加压力.
A thorough study of the interaction of states in the formation of international economic and trade rules would assist China participating more actively in the process of international economic and trade rule-making.There is few theory or model in current literature that can be applied directly to the process of international economic and trade rules formation.After reviewing relevant literature and negotiation materials,we find the interaction mechanism of states can be divided into three phases:the phase of rule-proposing,rule-negotiating and rule-cascading.During the phase of rule-proposing,the states create or adopt rule conceptions and call for negotiations based on national interests and cost-return calculations.During the phase of rule-negotiating,the rule-designing state and other stake-holding states exchange opinions and interests,and thus reach consensus on the draft of rules through trade-offs and compromises.During the phase of rule-cascading,the states that have not participated in the first two phases would have great difficulties to change the draft.They can only weigh their interests,and decide whether or not to accept the rules.During these three phases,the states can adopt strategies including seeking consensus at the spiritual level or exerting pressure at the material level.

孙嘉珣

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北京大学法学院

国际经贸规则 国家互动 "生命周期" 规则波动 关键少数

2024

国际经济评论
中国社会科学院世界经济与政治研究所

国际经济评论

CSSCICHSSCD北大核心
影响因子:1.019
ISSN:1007-0974
年,卷(期):2024.(4)
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