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对仲裁协议独立性的反思——以司法支持仲裁为视角

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仲裁协议的独立性,是判断仲裁协议效力是否与其所在合同一致时适用的重要原则。出于支持仲裁的司法立场,该原则亦有利于实现尽可能使仲裁协议有效的目的。仲裁协议的效力判断与仲裁的契约性、私力救济性紧密相关。契约性决定了仲裁协议应遵循合同效力的基本原则,而私力救济性又决定了尽可能使仲裁协议有效的价值导向。因此,判断仲裁协议效力的背后,是私法自治与仲裁制度价值之间的博弈。以合同的生效作为分界,独立性原则在合同订立阶段、生效阶段存在不同的适用逻辑。在仲裁协议尚未完成缔约时,其在订立阶段并不能独立于所在合同而生效。以支持仲裁为目的追求仲裁协议独立于合同的效力,应以仲裁协议完成自身的缔约为前提,否则将与仲裁的契约性产生冲突。通过自裁管辖原则与独立性原则的协作,充分尊重并保障仲裁庭对仲裁协议效力的裁判权力,有助于缓和这一冲突,实现司法在支持与监督仲裁之间的平衡。
Reviewing the Independence of Arbitration Agreements——From the Perspective of"Judicial Pro-Arbitration"
The independence of arbitration agreements is a widely recognized authority on the potential inconsistent validity between a contract and the arbitration agreement contained therein.It echoes the pro-arbitration policy by promoting the validity of arbitration agreements.With its contract nature,the validty of arbitration agreement heavily relys on contract rules to determine,while the private law nature of arbitration requires the judicial support to promote its enforceability.All of the above lead to a dilemma on balancing the private party autonomy and the public interest on pro-arbitration.Divided by the effectiveness of the contract,the independence principle shall be applied differently in the contract formation stage and post-effective stage.Before contracting the arbitration agreement,an arbitration agreement can not acquire its separate validity prior to its formation.Unless the parties have reached their argreements by offer and acceptance on arbitration,the policy of pro-arbitration is not a ground to valid an inexistent arbitration agreement without formation which conflicts with the contract characteristic.Collaborating the application of discretionary jurisdiction with independence of the arbitral tribunal is an appropriate method to avoid this confict and achieve the balance between judicial review and support to arbitration.

arbitration agreementindependencepro-arbitrationdiscretionary jurisdictionjudicial review

姚宇

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中国人民大学法学院,北京 100872

仲裁协议 独立性 支持仲裁 自裁管辖 司法审查

国家社科基金青年项目

22CFX075

2024

河北法学
河北政法职业学院 河北省法学会

河北法学

CHSSCD北大核心
影响因子:0.992
ISSN:1002-3933
年,卷(期):2024.42(4)
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