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刑事合规概念证伪

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在合规本土化进程中,理论界与实务界均出现合规的刑事化倾向,乃至将合规直接替换为刑事合规,且常以意大利、德国的刑事合规理论用以说明刑事合规概念的合理性所在,但经过对意大利、德国的合规理论探源可以发现,刑事合规概念实为名不副实.我国本土法治资源也难以为刑事合规概念提供合理性说明,无论是法律规范资源,还是法律实践现状,刑事合规概念都难以契合.合规作为系统治理手段,应当着重综合协调治理,不应突出刑事法主体地位.
Falsification of the Concept of Criminal Compliance
In the process of localization of compliance,there has been a trend towards criminalization of compliance in both theoretical and practical fields,even replacing compliance with criminal compliance directly.Moreover,the criminal compliance theories of Italy and Germany are often used to illustrate the rationality of the concept of criminal compliance.However,after exploring the origins of the compliance theories of Italy and Germany,it can be seen that the concept of criminal compliance does not live up to its name.The local rule of law resources in China are also difficult to provide a reasonable explanation for the concept of criminal compliance.Whether it is legal normative resources or the current situation of legal practice,the concept of criminal compliance is difficult to match.As a means of systematic governance,compliance should focus on comprehensive and coordinated governance,and should not highlight the subject status of criminal law.

criminal compliancecorporate compliancecompliance planlocal resources of rule of law

刘子良

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北京师范大学法学院,北京 100875

刑事合规 企业合规 合规计划 法治本土资源

2024

河南警察学院学报
河南公安高等专科学校

河南警察学院学报

影响因子:0.228
ISSN:1008-2433
年,卷(期):2024.33(2)
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