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企业合规事实的刑事证明问题

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在涉案企业刑事合规的司法程序中,刑事证明由传统的入罪证明为主、出罪证明为辅的模式,转变成了以"抗辩"出罪为主要证明对象的模式,由此传统的证明责任、证明方式和证明标准均发生了变化.不同于简单以是否是构成要件区分证明对象的方式,对企业刑事合规事实的证明增加了更多不可统一标准的因素,立足于证明对象的差异,应该构建企业对合规计划承担主要证明责任、控方对异议观点承担补充证明责任的证明方式,并为之对应建立可供执行的"综合"证明标准,以此规范涉案企业合规事实的证明过程.
Criminal Proof of Corporate Compliance Facts
In the judicial process of criminal compliance of enterprises involved in the case,criminal proof has shifted from the traditional proof of incrimination as the main focus and the proof of incrimination as the auxiliary,to the main proof object of"defense"against incrimination.As a result,the traditional responsibility of proof,proof methods,and proof standards have all undergone a transformation.Unlike simply distinguishing the object of proof based on whether it is a constituent element,the proof of corporate criminal compliance facts adds more factors that cannot be standardized.Based on the differences in proof objects,a proof method should be constructed in which the enterprise bears the main responsibility of proof for compliance plans and the prosecution bears supplementary proof for dissenting views,and corresponding"comprehensive"proof standards should be established for execution,to standardize the process of proving the compliance facts of the involved enterprises.

compliance of the involved enterpriseproof objectproof methodproof responsibilityproof standards

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西南财经大学法学院,四川成都 610000

涉案企业合规 证明对象 证明方式 证明责任 证明标准

2024

河南警察学院学报
河南公安高等专科学校

河南警察学院学报

影响因子:0.228
ISSN:1008-2433
年,卷(期):2024.33(3)