科学与社会2024,Vol.14Issue(1) :125-147.DOI:10.19524/j.cnki.10-1009/g3.2024.01.125

NPE的创新影响:理论特征与发展实践

The Impact of NPEs on Innovation:Theoretical features and development practices

魏洽 黄智明 毛昊
科学与社会2024,Vol.14Issue(1) :125-147.DOI:10.19524/j.cnki.10-1009/g3.2024.01.125

NPE的创新影响:理论特征与发展实践

The Impact of NPEs on Innovation:Theoretical features and development practices

魏洽 1黄智明 1毛昊1
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作者信息

  • 1. 同济大学上海国际知识产权学院
  • 折叠

摘要

NPE产生和演化的历史显示,NPE是技术商业化、创新链条各环节专业化的结果,其商业模式并不必然存在投机性.NPE的出现有其消极影响,但同时推动了整个专利市场的分工与专业化,成为技术要素市场的"中性"服务机构,更好地实现了市场中的专利价值评估.NPE在全球市场中经历了近三十年发展,其全球活动以美欧市场为中心,向亚洲新兴市场发展,诉讼活动呈现周期化波动,且商业模式向以NPE+基金为主要特征的IP商业化金融转变.目前我国本土市场已经出现各种类型NPE,国外知名NPE也在中国市场进行专利运营方面的尝试,其促进技术要素市场流动的作用亟待释放.引导NPE发展的政策既要发挥NPE的创新促进作用,加强政府政策引导,完善专利转化体系,完善人才培养制度,也要限制投机诉讼型NPE的消极作用,谨慎对待禁令,提升专利审查质量,规范竞争法.

Abstract

The history of the emergence and evolution of NPE(Non-Practicing Entities)shows that NPE is the result of technological commercialization and specialization in each link of the innovation chain,and its business model does not necessarily have speculative nature.The emergence of NPE has had negative impacts,but at the same time,it plays an important innovative role in promoting the specialization and division of labor in the patent market,becoming a"neutral"service institution in the technology factor market,and better achieving patent value evaluation in the market.NPE has experienced nearly thirty years of development in the global market,with its global activities centered around the US and Europe markets and expanding towards emerging markets in Asia.Its litigation activities in major countries around the world have shown cyclical fluctuations,and its business model has shifted towards IP commercial finance characterized by NPE+funds.At present,various types of NPEs have emerged in the domestic market of our country,and well-known foreign NPEs are also attempting patent operations in the Chinese market.Their role in promoting the flow of technological factors in the market urgently needs to be released.The policies that guide the development of NPE should not only leverage the innovation promoting role of NPE,strengthen government policy guidance,improve the patent conversion system,and improve the talent training system,but also limit the negative effects of speculative litigation type NPE,handle injunctions with caution,improve the quality of patent examination,and regulate competition law.

关键词

非专利实施主体/技术要素市场/理论机制/市场实践

Key words

Non-Practicing Entities/technology element market/theoretical mechanisms/market practices

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基金项目

国家社会科学基金一般项目(22BGL045)

国家自然科学基金全面创新的知识产权基础制度研究专项(72341004)

出版年

2024
科学与社会
中科院科技政策与管理科学研究所 中国科学院学部

科学与社会

CHSSCD
影响因子:0.922
ISSN:2095-1949
参考文献量35
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