科技创新体系化能力助力关键核心技术突破的机理研究

Research on the mechanism of technological innovation systematization capability assisting breakthroughs of key core technologies

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中文摘要：科技创新体系化能力是新形势下科技强国建设的战略方向,在创新主体攻克关键核心技术过程中发挥着举足轻重的作用.现有研究缺乏对科技创新体系化能力与关键核心技术突破之间内在机理的探索与验证.因此,研究从创新主体网络视角,以2010-2019 年人工智能行业联合申请发明专利数据构建参与主体之间的合作网络与知识网络,采用负二项回归法实证检验了科技创新体系化能力中的组织体系化能力与技术体系化能力对实现关键核心技术突破的作用机理.研究结果表明:组织体系化能力中的局部协同能力和全部协同能力均对关键核心技术突破具有显著正向影响;技术体系化能力中的知识共享能力和知识组合能力均对关键核心技术突破具有显著正向影响;此外,知识共享能力与知识组合能力在组织体系化能力与关键核心技术突破之间具有显著的链式中介作用.研究揭示了科技创新体系化能力与关键核心技术突破之间的影响机理,对我国企业、高校/科研院所等创新主体如何攻克关键核心技术突破难题具有重要的理论与实践意义.

外文摘要：Technological innovation systematization capability is a strategic direction for construction of a technologically strong country,and it plays a crucial role in the breakthroughs of key core technologies by innovation entities under the new situation.If key core technologies are not firmly grasped,they will inevitably pose a certain threat to national industrial chain security issues.Existing research has pointed out that breakthroughs of key core technologies mainly rely on the effective improvement of the tech-nological innovation systematization capability of the innovation entities.However,the mechanism by which the technological in-novation systematization capability assists innovation entities in achieving breakthroughs of key core technologies is still unclear.Therefore,exploring the relationship between technological innovation systematization capability and key core technology break-throughs from the perspective of innovation entities network will help to open the black box of the internal mechanism between them.This exploration has important theoretical and practical significance for China's innovation entities to overcome the"bottle-neck"problem of key core technologies.The research classifies technological innovation systematization capability into organizational systematization capability and technological systematization capability.Organizational systematization capability includes local collaboration capability and over-all collaboration capability,and technological systematization capability includes knowledge sharing capability and knowledge combination capability.From the perspective of innovation entities network,technological innovation systematization capability can help innovative entities achieve breakthroughs in key core technologies from two aspects:organizational systematization capa-bility and technological systematization capability.From the perspective of innovation entities network,this study proposed a hy-pothesis to explore the relationship between technological innovation systematization capability and key core technology break-throughs,aiming to investigate the influence mechanism of organizational systematization capability and technological systematiza-tion capability on key core technology breakthroughs.This study selected the universities/research institutes and enterprises engaged in the AI industry research as research ob-jects,and obtained 15429 patents applied by the above innovation entities for joint inventions in the field of AI in 2010-2019 from the patent retrieval database of the China National Intellectual Property Administration.Gephi software was employed to pre-process the data by constructing cooperative networks and knowledge networks.Additionally,a negative binomial regression mod-el was selected for hypothesis testing based on the characteristics of the data.The specific conclusions are as follows:Firstly,both local and overall collaborative capabilities in organizational systemati-zation capability can effectively enhance key core technology breakthroughs,indicating that the direct and indirect linkage rela-tionships in cooperation networks have a significant impact on key core technology breakthroughs.Secondly,the organizational knowledge sharing capability and knowledge combination capability in the technological systematization capability can effectively enhance key core technology breakthroughs,indicating the important role of knowledge exchange and knowledge combination in the innovation entities'knowledge network in key core technology breakthroughs.Thirdly,knowledge sharing capability and knowledge combination capability play a chain mediating role in the relationship between organizational systematization capability and key core technology breakthrough,indicating that the impact of organizational systematization capability and technological systematization capability in the innovation subjects'technological innovation systematization contribute to the inherent logic of key core technology breakthroughs.Compared to existing research,the possible unique contribution of our paper includes two aspects.On the one hand,exist-ing research quantitatively discussed the relationship between technological innovation systematization capability and key core technology breakthroughs.Our paper quantitatively verified the internal impact mechanism between technological innovation sys-tematization capability and key core technology breakthroughs using the patent data from the AI industry.This will provide new evidence supporting innovative entities in achieving breakthroughs of key core technologies by fostering technological innovation systematization capability.On the other hand,compared to the current research on the relationship between technological innova-tion systematization capability and key core technology breakthrough,in our paper,we constructed a research framework from the perspective of the innovation entities network,which express as"local collaboration ability/overall collaboration ability-knowl-edge sharing ability-knowledge combination ability-key core technology breakthrough".The framework enabled a compre-hensive analysis of the internal mechanism between technological innovation systematization capability and key core technology breakthrough.This will offer new insights into implementation mechanisms of key core technology breakthroughs.

外文关键词：

technological innovation systematization capabilityorganizational systematization capabilitytechnological systemati-zation capabilitybreakthrough of key core technology

作者：

孙中原、窦倩、楼旭明、成泷

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作者单位：

西安邮电大学经济与管理学院,陕西西安 710061

北京邮电大学经济管理学院,北京 100876

西安邮电大学现代邮政学院,陕西西安 710061

关键词：

科技创新体系化能力组织体系化能力技术体系化能力关键核心技术突破

基金：

国家自然科学基金青年科学基金项目国家自然科学基金青年科学基金项目陕西省社科基金项目陕西省社科基金项目工信部通信软科学研究项目工信部通信软科学研究项目西安邮电大学研究生院创新基金项目西安邮电大学研究生院创新基金项目

项目编号：

720021702021.01-2023.122023R3462023.07-2025.1022-R-442022.01-2022.12CXJJYW20210152021.12-2022.12

出版年：

2024

DOI：

10.19571/j.cnki.1000-2995.2024.05.003

科研管理

中国科学学与科技政策研究会联合会和清华大学技术创新研究中心

科研管理

CSTPCDCSSCICHSSCD北大核心

影响因子：2.198

ISSN：1000-2995

年,卷(期)：2024.45(5)

参考文献量28