首页|作为"治理方法"的涉案企业合规:双重理念、结构重塑与实践展开

作为"治理方法"的涉案企业合规:双重理念、结构重塑与实践展开

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涉案企业合规的制度内涵在于引导和激励企业主动发现风险、预防犯罪和制止犯罪.从"治理方法"与合规的逻辑连接来看,涉案企业合规作为企业内部治理"方法"和国家犯罪治理"方法",与"治理方法"的知识体系具有内在一致性.基于此,为建构涉案企业合规的方法论,将合规嵌入法律规范体系,应当完成作为"治理方法"的涉案企业合规的理念革新,在落实合作性司法和预防性刑法理念要求的同时,重塑合规协商治理结构与轻缓化处理治理结构.在具体实践中,实现从责任承担到常态化管理、从个案处理到犯罪预防,以期重塑涉案企业合规的方法论体系,发挥其制度功能与方法作用.
Corporate Compliance as a"Govern Method":Dual Concept,Structural Remodeling and Practice
The institutional connotation of corporate compliance lies in guiding and motivating enter-prises to proactively identify risks,prevent crimes and stop crimes.From the internal connection between"govern method"and corporate compliance,it can be seen that corporate compliance as a"govern meth-od"of corporate internal governance has the inherent consistency with"govern method"of national crimi-nal governance and the knowledge system of"govern method".Based on this,in order to achieve the methodology construction of corporate compliance and embed compliance into the legal norm system,it should firstly complete the conceptual innovation of corporate compliance as a"govern method",when im-plementing requirements of cooperative justice and preventive criminal law concepts,it should reshape the compliance negotiation governance structure and the judicial mitigation governance structure.In the specif-ic practice process,we should shift from responsibility to normalized management,from case handling to crime prevention,so as to reshape the methodological system of corporate compliance and play the institu-tional and methodological role of corporate compliance.

govern methodcorporate governancecrime governancecorporate compliance

严泽岷

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北京师范大学 法学院,北京 100875

治理方法 企业治理 犯罪治理 企业合规

国家社会科学基金

23BFX126

2024

南昌大学学报(人文社会科学版)
南昌大学

南昌大学学报(人文社会科学版)

CSSCICHSSCD北大核心
影响因子:0.413
ISSN:1006-0448
年,卷(期):2024.55(2)
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