首页|唤醒"沉睡专利":知识重组时滞、重组频率与关键核心技术创新

唤醒"沉睡专利":知识重组时滞、重组频率与关键核心技术创新

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突破"卡脖子"技术、走出受制于人的困境亟需大量关键核心技术的支持,然而我国高校和科研院所的绝大部分专利处于"沉睡"状态,如何唤醒和使用"沉睡"专利将为克服"卡脖子"困境提供重要技术资源支持.本文基于知识重组理论和组织学习理论,以中国芯片制造产业的专利数据为研究样本,就唤醒"沉睡专利"对关键核心技术创新的影响机制进行了实证分析.研究发现,知识重组时滞与关键核心技术突破呈U型关系,即重组新近活跃或闲置时间较长的沉睡专利,都能显著促进关键核心技术创新.此外,当知识成熟度较高或被重组使用的频率较高时,会强化重组时滞对关键核心技术创新的促进作用.研究对于唤醒"沉睡专利"的探讨为突破"卡脖子"困境、实现关键核心技术自立自强提供了新的实现路径,也为唤醒"休眠态"科研成果提供了理论支持与实践参考.
Activating"Dormant Patents":The Impact of Knowl-edge Recombination Lag and Frequency on Key Core Technology Innovation
With the intensification of globalized competition and scien-tific and technological friction,it is urgent to break through key core technologies and get rid of the dilemma of being restricted by others as soon as possible.Compared with the pressing need for key core tech-nologies,the vast majority of patents in universities and research insti-tutes are in a dormant status with a relatively low transfer rate.Given the great potential of dormant patents in providing rich channels and opening up new ways of knowledge recombination,an effective path to promote key core technology innovation,we believe that the activation and utilization of dormant patents will provide technical support for the breakthrough of neck-sticking dilemma.Nevertheless,current research on dormant patents rarely focuses on key core technology innovations,which leaves a lack of theoretical guidance for recombining dormant patents to achieve key core technologies.Based on knowledge recom-bination theory and organizational learning theory,we investigate how to activate dormant patents to achieve key core technology innovation from the perspective of time dimension.Specifically,we start from the unique temporal characteristics of dor-mant patents and introduce the concept of recombination lag in order to investigate the impact of patents with different dormant durations on key core technology innovation.We further analyze the moderating effect of the recombination frequency of recombination trajectory and the maturity of the knowledge attributes on the relationship between dormant patents and key core technology innovations.Patents of Chi-na's chip manufacturing industry from 1985 to 2020 are collected as research sample.We first identify key core technology patents based on indicator system construction and entropy value method.Then,we operationalize the recombination lag,frequency and knowledge matu-rity by matching them with their forward and backward citations.Sub-sequently,we conduct an empirical study on the impact of activating dormant patents on the innovation of key core technologies.We found that the recombination lag has a U-shaped relationship with key core technology innovations,i.e.recombing patents that have been newly active or idle for a long time might significantly increase the likelihood of achieving innovation in key core technology.In addition,the recombination lag contributes more to key core technology innova-tions when knowledge is reused more frequently or at a higher level of maturity.In terms of recombinant frequency,more reuse increases the information flow of idle knowledge,which will undermine the decline in innovation value caused by longer inactivity.In terms of knowledge maturity,the applicability,reliability,and stability of knowledge will increase as supporting technologies emerge over time;at the same time,more mature knowledge also provides proven methodologies and better practice options for knowledge reuse.The contributions of this article are as follows.Firstly,the research findings provide theoretical and empirical support for the relationship between dormant patents and key core technology innovation.The study breaks the shackles of the common belief that key core technol-ogy innovation should rely on original,novel and basic research rather than old knowledge.Further,the study reveals what kind of"dormant"patents can be recombined to produce high-quality breakthrough inven-tions.Second,the study expands the boundaries of knowledge recom-bination with respect to different time horizons.Instead of a"one-size-fits-all"approach to the value attributes of new and old knowledge,the study argues that the innovation value of patents depends on the length of their inactivity.Finally,we introduce the concepts of recombination lag and recombination frequency to construct the information flow of knowledge recombination trajectories.We elucidate the interaction between the trajectory of knowledge use and its own attributes on the realization of the value of dormant patents,which enriches the research on information flow in organizational learning theory.Overall,the study quantifies the length of dormant patents by introduc-ing the concept of time lag and constructs a comprehensive analytical model of knowledge recombination lag,frequency,maturity and key core technology innovation.Our research findings provide empirical evidence for the positive effects of awakening and utilizing dormant patents on the performance of key core technology innovation.This opens up a novel realization path for breaking through the necklace dilemma and realizing self-reliance in key core technology.It also pro-vides theoretical support and practical reference for the activation and utilization of"dormant"scientific research results.

Key Core TechnologyDormant PatentsRecombinant LagReorganized FrequencyKnowledge Maturity

聂力兵、龚红、赖秀萍

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武汉大学经济与管理学院

武汉大学中国产学研合作问题研究中心

武汉大学战略性新兴产业研究中心

南京大学商学院

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关键核心技术 沉睡专利 重组时滞 重组频率 知识成熟度

2024

南开管理评论
南开大学国际商学院

南开管理评论

CSTPCDCSSCICHSSCD北大核心
影响因子:3.438
ISSN:1008-3448
年,卷(期):2024.27(8)