首页|人工智能去风险原则下的分级治理

人工智能去风险原则下的分级治理

扫码查看
人工智能已经成为推动新质生产力发展的重要引擎,日益改变着人类的生产和生活方式.但是,技术黑箱和算法歧视等人工智能的技术风险对公民基本权利和社会安全造成的损害同样不容小觑.如何统筹人工智能的发展与安全,平衡人工智能的监管与创新,是构建人工智能治理体系的核心问题.欧盟《人工智能法案》创造性地依据人工智能风险差异,配置了递进式的合规义务和责任体系,实现了风险预防目标下人工智能分级治理的精细制度安排.当前,我国人工智能分级治理的理念初具雏形,但具体的规范设计尚处于空白阶段.我国可以借鉴欧盟《人工智能法案》的治理经验,以人工智能的专门法律实现统筹与协同治理.可在比例原则的指导下,对人工智能进行合理分级,设定相应的合规义务和法律责任,实现事前、事中、事后的全生命周期治理.同时,应建立"监管沙盒"制度,为人工智能企业提供技术创新的合规豁免,为人工智能的发展创造充足的空间.
Tiered Governance of Artificial Intelligence under the Risk-reduction Principle
Artificial intelligence(AI)has become a crucial engine driving the development of new productive forces,progressively transforming human production and lifestyles.However,AI is like a double-edged sword in that its inherent technologi-cal risks may exacerbate wealth inequality,create a severe digital divide,and poten-tially infringe upon fundamental human rights such as the right to privacy and the right to equality.It may even challenge the foundational logic of human rights,which cen-ters on natural persons.Balancing AI development with safety and regulating AI while encouraging innovation are core issues in constructing an AI governance system.In other words,AI governance should adhere to the"risk-reduction"principle,enabling AI and human society to coexist and mutually benefit from each other.The European Union's Artificial Intelligence Act is the world's first AI regulatory law,pioneering a new model of tiered AI governance based on risk classification,and provides valuable experience for AI regulation.The Act follows a"risk-reduction"regulatory principle and creatively allocates progressive legal obligations and responsibilities based on the varying risks of AI in different scenarios.This reflects a refined institutional arrange-ment for AI governance under the objective of risk prevention.Currently,China's con-cept of tiered AI governance is still in its nascent stages,with specific regulatory frameworks yet to be developed.China can learn from the governance experience of EU's Artificial Intelligence Act,and,in combination with the current status of AI development in China,create a tailored governance solution.First,China should estab-lish a dedicated law for AI,integrating existing fragmented AI regulatory standards,and shift AI governance from the status of"one law governing one department"to that of"one law governing one field".Second,guided by the proportionality principle,China should reasonably classify AI and set corresponding compliance obligations and legal responsibilities,so as to achieve full life-cycle governance before,during,and after the matter.Meanwhile,China should adhere to a human-centered approach in spe-cific regulatory design,incorporating technological altruism into AI governance norms.Finally,China can emulate the EU's approach by establishing a regulatory sandbox system to provide a conducive regulatory environment for small and micro AI enterprises,thereby reserving ample space for AI innovation.

Artificial Intelligencetiered governanceArtificial Intelligence Actrisk preventioncompliance obligations

黄海、王帅

展开 >

中央民族大学法学院

人工智能 分级治理 《人工智能法案》 风险预防 合规义务

2024

人权法学
西南政法大学

人权法学

ISSN:2097-0749
年,卷(期):2024.3(6)