首页|论自主武器的人道主义规制——以"有意义的人类控制"为例

论自主武器的人道主义规制——以"有意义的人类控制"为例

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"有意义的人类控制"作为自主武器军控的核心概念,对维护国际人道法、明晰自主武器归责路径具有重要意义.它强调人类对自主武器的监管,以保证自主武器使用不违背国际人道法的基本底线,符合康德有关道德责任、人类尊严的法哲学要义.然而,这一概念的基本要素和法律适用路径并不明晰,其使自主武器的实际规制效果大打折扣.为保障自主武器的合理应用,可针对"基本要素孤立化""监管过于关注自主武器运行流程"等问题引入诺埃尔·夏基提出的区分理论,探索对自主武器"分级分类"监管的可行性,确定联合国《禁止或者限制使用某些可被认为具有过分伤害力或滥杀滥伤作用的常规武器公约》框架下"有意义的人类控制"的法律地位,进而建立以该理念为指导的自主武器"分级分类"监管框架的国际法适用路径.
On the Humanitarian Regulation of Autonomous Weap-ons:A Case Study of"Meaningful Human Control"
The design philosophy of autonomous weapon systems reflects charac-teristics of intelligence and algorithmic processes while emphasizing the interconnect-edness of respective operational phases.Consequently,the concept of comprehensive regulation of autonomous weapon systems has emerged.This comprehensive regula-tory framework highlights human control over autonomous weapons,making the prin-ciple of"meaningful human control"a crucial benchmark for assessing the"legality"and"legitimacy"of artificial intelligence in military applications.As a core concept in the arms control of autonomous weapons,"meaningful human control"holds signifi-cant value for upholding international humanitarian law and clarifying accountability pathways for autonomous weapons.It underscores human oversight to ensure that the application of autonomous weapons complies with the fundamental principles of inter-national humanitarian law and aligns with Kantian legal philosophy on moral responsi-bility and human dignity.However,the basic elements and legal applicability of"meaningful human control"remain unclear,undermining the effectiveness of regulat-ing autonomous weapons.This study employs a literature analysis method to investi-gate the basic elements of"meaningful human control",integrating and analyzing international perspectives on the definition of basic elements,as well as identifying their potential components and existing deficiencies.In light of issues such as the"iso-lation"of basic elements and"excessive focus on the operational processes of AI weapons",the study introduces Noel Sharkey's Principle of Distinction to explore the feasibility of adopting a"graded and categorized"regulatory approach for autono-mous weapons.Regarding the legal application of"meaningful human control",this paper examines its application methods and effectiveness in conjunction with the prin-ciples of proportionality and distinction under international humanitarian law,arguing that its interaction with international humanitarian law can yield positive outcomes.Accordingly,the international community should shift its research focus:beyond tech-nological exploration of autonomous weapon systems,attention must be directed toward the practical implementation of"meaningful human control".Efforts should be made to identify its application pathways within the domain of international law and to continuously refine its conceptual framework.To ensure that"meaningful human con-trol"plays an active role in regulating autonomous weapons,the international commu-nity should establish its legal status within the framework of the United Nations'Con-vention on Certain Conventional Weapons(CCW)and work toward adopting an addi-tional protocol on autonomous weapons.This would enshrine"meaningful human con-trol"as a binding legal principle for state parties.On this basis,both the international community and individual states should develop a"graded and categorized"regula-tory framework for autonomous weapons guided by the principle of"meaningful human control",implement dual-level international and domestic review mechanisms,and establish a diversified accountability system for autonomous weapons.These mea-sures aim to ensure the use of autonomous weapons aligns with the fundamental prin-ciples and spirit of international humanitarian law so as to safeguard human dignity.

meaningful human controlautonomous weapon systemsinter-national humanitarian lawgraded and categorized regulation

王智韬

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中共中央党校(国家行政学院)

有意义的人类控制 自主武器系统 国际人道法 分级分类监管

2024

人权法学
西南政法大学

人权法学

ISSN:2097-0749
年,卷(期):2024.3(6)