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危害生产安全犯罪适用企业合规的困境解决与实践设计

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危害生产安全犯罪适用企业合规能够实现国家与企业的协同治理,促进惩罚向预防的逻辑转变,有助于实现营商环境优化中的检察担当.危害生产安全犯罪适用企业合规符合合规相关文件中有关单位的要求,重罪合规也并未超出合规的应有之义.然而,当下危害生产安全犯罪适用企业合规司法程序单一,需要实现单一环节向全流程的转变,最终实现"多方共治".对此,需要从事前引导企业创建合规管理体系做好安全风险防范,事中注重准确把握合规案件适用的范围、对象与标准,事后完善企业合规计划对企业治理有效性的保障机制,探索构建中国特色现代企业合规改革模式.
The Dilemma Solution and Practice Design of Applicable Enterprise Compliance for Crimes Endangering Production Safety
The application of enterprise compliance for crimes endangering production safety can realize the coordinated governance of the state and enterprises,promote the logical transformation from punishment to prevention,and help realize the responsibility of the procuratorate in the optimization of the business environment.The compliance of enterprises applicable to crimes endangering production safety meets the requirements of relevant units in compliance-related documents,and the compliance of serious crimes does not exceed the proper meaning of compliance.However,at present,there is a single judicial procedure for enterprise compliance applicable to crimes endangering production safety,and it is necessary to realize the transformation from a single link to a whole process,and finally realize"multi-party co-governance".In this regard,it is necessary to guide enterprises to create a compliance management system to prevent security risks in advance,pay attention to accurately grasping the scope,objects and standards applicable to compliance cases,improve the guarantee mechanism for the effectiveness of corporate governance of corporate compliance plans after the fact,and explore the construction of a modern enterprise compliance reform model with Chinese characteristics.

Crime of Endangering Production SafetyEnterprises'Abiding RegulationCompliance ManagementFelony Compliance

叶萍、武东方

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上海市闵行区人民检察院,上海 201199

危害生产安全犯罪 企业合规 重罪合规 合规治理

2024

上海公安学院学报

上海公安学院学报

ISSN:
年,卷(期):2024.34(3)
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