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轻罪的界定标准与分类治理

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犯罪分层是轻罪治理的应有之义.关于轻罪的界定,从立法和司法不同层面,采取"形式+实质"相结合的"综合标准说"较为合理.由此,轻罪可分为形式轻罪与实质轻罪.对于形式轻罪,无论"法定刑说"抑或"宣告刑说",均难以充分反映轻罪的主客观情形.根据定罪量刑过程中刑罚的运行形态,形式轻罪可分为法定的轻罪、处断的轻罪和宣告的轻罪.其中,处于中间层的处断刑涵摄影响和决定定罪量刑的主客观要素,将其作为界定轻罪的标准更符合轻罪治理的目的需要.从类型化角度,对于实质轻罪考察影响罪行轻重的基本要素和变量要素,可将其分为单一的轻罪、复合的轻罪、转化的轻罪等类型.在轻罪治理方面,应当对轻罪"趋轻"的两极化刑事政策予以理性反思,贯彻宽严相济的刑事政策,完善实质轻罪的出罪机制,促进轻罪的刑罚轻缓化,以实现轻罪的分类治理.
The Definition Standards and Classification Governance of Misdemeanors
The stratification of crimes is a necessary aspect of misdemeanor governance.Regarding the definition of mis-demeanors,it is more reasonable to adopt a"comprehensive standard theory"that combines"form+substance"from different levels of legislation and justice.Therefore,misdemeanors can be divided into formal misdemeanors and substantive misdemeanors.For formal misdemeanors,neither the"statutory punishment theory"nor the"declared punishment theory"can fully reflect the subjective and objective situations of misdemeanors.According to the ope-rational form of punishment during the process of conviction and sentencing,formal misdemeanors can be divided into statutory misdemeanors,convicted misdemeanors,and declared misdemeanors.Among them,the intermediate level of sentencing includes the subjective and objective elements that determine and affect conviction and sentenc-ing,and using it as the standard for defining misdemeanors is more in line with the purpose and needs of misde-meanor governance.For substantive misdemeanors,from the perspective of typology,the basic and variable ele-ments that affect the severity of the crime can be divided into single misdemeanors,composite misdemeanors,trans-formed misdemeanors,and other types.In terms of the governance of misdemeanors,a rational reflection should be given to the polarized criminal policy of"tending towards leniency"for misdemeanors,the criminal policy of combin-ing leniency with severity should be implemented,the mechanism for substantive misdemeanors should be im-proved,the punishment for misdemeanors should be mitigated,and the classification and governance of misdemean-ors should be achieved.

张勇

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华东政法大学刑事法学院

犯罪分层 形式轻罪 实质轻罪 处断刑 分类治理

国家社会科学基金一般项目

23BFX116

2024

社会科学辑刊
辽宁社会科学院

社会科学辑刊

CSSCICHSSCD北大核心
影响因子:0.578
ISSN:1001-6198
年,卷(期):2024.(2)
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