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第三方认证机构与生产企业证后监督博弈分析

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第三方认证机构的证后监督是对政府监管力量的有效补充,但实际上,其对获证企业施行证后监督普遍存在乏力问题.本文以促进第三方认证机构履行证后监督责任为出发点,构建生产企业和第三方认证机构间的演化博弈模型,研究双方在博弈过程中的策略选择及影响因素.研究结果表明,对第三方认证机构而言,实施证后监督对生产企业造成的潜在损失和第三方认证机构支付的监督成本是影响证后监督机制发挥作用的关键因素,并且当市场处于非稳定状态时,仅依靠第三方认证机构的监督无法做到对市场的有效控制,需政府监管同步增强;对政府而言,增加对生产企业处罚比增加对第三方认证机构处罚更有利于博弈双方向生产合格产品、证后监督的帕累托策略演化.
Evolution Game Analysis of the Monitoring after Certification of Third-party Certification Bodies and Production Enterprises
The post-certification supervision of the third-party certification body is an effective supplement to the government's regulation,but in fact,its post-certification supervision of certified enterprises is generally weak.This paper takes the promotion of the third-party certification body to fulfill the responsibility of post-certification supervision as the starting point,constructs the evolutionary game model between the production enterprise and the third-party certification body,and researches the strategic choices and influencing factors of both parties in the game process.The results of the study show that,for the third-party certification body,the implementation of post-certification supervision of the potential losses caused by the production enterprises and the third-party certification body to pay the cost of supervision is the key factor affecting the role of the post-certification supervision mechanism.And when the market is in a non-stable state,only relying on the supervision of the third-party certification body can not effectively control market,the government needs to enhance supervision.For the government,increasing penalties for manufacturers rather than for third-party certification bodies is more conducive to the evolution of the Pareto strategy of producing qualified products and post-certification supervision.

monitoring after certificationthird-party certification bodiesevolutionary game

冀晓东、李萍萍、孙高岭、陈振武、王锟桠

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方圆标志认证集团有限公司

中国石油规划总院

中国矿业大学(北京)管理学院

机械工业北京电工技术经济研究所

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证后监督 第三方认证机构 演化博弈

2024

标准科学
中国标准化研究院 中国标准化协会

标准科学

影响因子:0.32
ISSN:1674-5698
年,卷(期):2024.(9)