首页|技术创新能破解国际分工低端锁定吗?

技术创新能破解国际分工低端锁定吗?

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出口企业自主创新是否有助于破解全球分工低端锁定?基于中国授权发明专利数据库、中国税收调查数据库、中国海关进出口数据库和作者测算得到的中国出口企业全球价值链位置数据库形成的多源匹配数据,文章首先对中国出口企业技术创新水平和企业全球价值链上游度进行了精准测度,在此基础上从创新数量和创新质量两个维度检验了出口企业技术创新对其全球价值链位置的影响,并检验了贸易方式、企业所有制、价值链升级方向等维度的异质性效应.同时,为了缓解反向因果带来的内生性问题,文章基于颗粒工具变量(GIVs)方法进行了内生性问题的处理,并从创新质量再测度、下游度、研发投入等角度进行了稳健性检验.研究发现:(1)中国出口企业技术创新有助于破解出口企业低端锁定,这同时体现在推动企业向全球价值链上游和下游攀升上;(2)就技术创新对企业全球价值链的影响而言,其质量效应显著高于数量效应;(3)技术创新对出口企业破解低端锁定的影响,在私营企业、一般贸易企业和下游主导型出口企业上体现得更加显著.上述结果在经过一系列内生性处理和稳健性检验后仍然成立.文章的研究丰富了技术创新和全球价值链等研究问题的内容和方法,也为探寻外贸高质量发展的可行路径提供了理论支撑.
Can Technological Innovation Break the Low-End Locked-in of International Division of Labor?
Does independent innovation of export enterprises help to break the low-end locked-in of the global division of labor?Based on the multi-source matching data from granted patents of CNIPA,CCTS,China Tax Investigation Database and the Global Value Chain(GVC)position database of Chinese export enterprises calculated in this paper,this paper accurately measures the techno-logical innovation level and the upstream index of the GVC of Chinese export enterprises.Furthermore,this paper examines the impact of technological innovation of export firms on their position in GVC from the two dimensions of innovation quantity and quality.It also explores the heterogeneous effects of trade methods,nature and GVC upgrading direction.To address the endoge-neity problem caused by reverse causality,this paper applies endogeneity treatment using the granular instrumental variable(GIVs)method.Additionally,robustness tests are conducted considering innovation quality re-measurement,downstream index,and R&D investment.The results demonstrate the following:(1)Technological innovation of Chinese export enterprises aids in break the low-end locked-in,promoting their upward and downstream movement in the GVC.(2)The quality effect of technolog-ical innovation on GVC is significantly higher than the quantity effect.(3)The impact of technological innovation on export enter-prises to break low-end locked-in is more significant in private enterprises,general trade enterprises and downstream leading ex-port enterprises.These findings remain consistent after endogeneity treatment and robustness tests.This research enriches the the-oretical understanding of technological innovation and the GVC and provides theoretical support for exploring feasible paths for the high-quality development of foreign trade.

施贞怀、石彦培、赵浩云

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中国人民大学书报资料中心

清华大学五道口金融学院

中南大学商学院

技术创新 全球价值链攀升 低端锁定 颗粒工具变量

国家自然科学基金面上项目国家社会科学基金一般项目中国人民大学科研面上项目

7207309321BJL06521XNA008

2024

世界经济研究
上海社科院世界经济研究所

世界经济研究

CSTPCDCSSCICHSSCD北大核心
影响因子:1.401
ISSN:1007-6964
年,卷(期):2024.(4)
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