In addition to the traditional self-regulatory organization's disciplinary powers for members,the stock exchange can also adopt regulatory measures against listed companies,securities service agen-cies,investors and other entities.The rights are more extensive and the impact is far-reaching,so more stringent procedures and remedies are needed.The major stock exchanges generally have established a rela-tively comprehensive system of disciplinary procedures protection and remedies rules.Judicial practice also pays special attention to the procedural issues of disciplinary procedures.China's stock exchanges still have room for improvement in the disciplinary rules and due process of implementing disciplinary ac-tions,and more options should also be given in the relief path.
维普
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