协同治理理论下上市公司信披违规犯罪治理对策
Countermeasures for the Governance of Credit Violations and Crimes of Listed Companies under the Theory of Collaborative Governance
张戌辰 1钱轶城1
作者信息
- 1. 中国刑事警察学院 经济犯罪侦查学院,辽宁 沈阳 110854
- 折叠
摘要
上市公司信披违规犯罪严重制约我国资本市场平稳健康发展,如何对其进行有效治理是社会各界关注的热点问题.上市公司信披违规犯罪危害面广,专业性强,利益勾连复杂.当前仍存在诸多因素制约监管部门及上市公司自身对信披违规犯罪的治理质态.本研究通过介绍信披违规犯罪和协同治理理论相关概念,分析协同治理理论与上市公司信披违规犯罪治理问题的契合点引入协同治理理论对该问题进行研究,总结当前我国上市公司信披违规犯罪治理现状与困境,立足我国实际,在协同治理理论框架下从监管部门、专业机构、行业自律、上市公司、社会共治角度提出治理对策.
Abstract
Information disclosure violations of listed companies erode the steady as well as healthy devel-opment severely,and how to find out methodologies to govern this issue is now being focused by the society.Information disclosure violations are a kind of fraud that harms various of aspects in our society and the commitment of which requires a high level of professionalism.Moreover,these crimes are normally related to complex structures of interests.There still exists a large quantity of factors affecting the status of the governance of information disclosure violations of listed companies from both regulatory authorities and listed companies themselves.This paper aims to incorporate collaborative governance theory into the re-search of this issue,exploring the relationship between these violations and the principles of collabora-tive governance.Drawing upon the Chinese context,this paper proposes countermeasures involving regulatory authorities,industry self-regulation,professional institutions,listed companies,and society at large within the framework of collaborative governance theory.
关键词
协同治理理论/信披违规犯罪/治理对策Key words
Collaborative Governance Theory/Information Disclosure Violations/Countermeasures引用本文复制引用
出版年
2024
NETL
NSTL
万方数据