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打开同行评议的"黑匣子":专家评审行为特征分析

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传统同行评议制度由于数据不透明、缺乏监督等问题饱受诟病,开放同行评议为揭开同行评议的黑盒、加强同行评议过程监督、规范评审行为提供了契机。文章基于Open Review平台2017-2019年ICLR会议的2,534篇论文及7,602份专家评审意见,结合定量和定性的方法从专家自信度、评审模式和论文评议结果等3个维度分析专家的评审行为特征分布。研究发现:在专家自信度上,自信度高的评审专家更了解论文的研究内容,更能给出差异化的评审打分和针对性的评审意见;在评审模式上,相较于单盲评审,双盲评审模式下评审专家打分更加严格,更少提及论文语言表达方面的不足;在评审决议结果维度上,评审专家对论文核心内容的评价是决定论文最终评议的重要依据,在实验设计和原创水平方面得到更多正面评价的论文,更有可能获得更好的评审决议。文章从评审专家的遴选、评审模式的选择和评审指标的设置等3个方面提出建议,以提高同行评议质量、推动同行评议改革。
Opening the"Black Box"of Peer Review:An Analysis of Reviewer Behavior
Traditional peer review has been criticized for its lack of transparency and oversight,and open peer review provides an opportunity to open the black box of peer review,enhance supervision,and standardize the review behavior.Based on 2,534 manuscripts submitted to ICLR conferences from 2017 to 2019 and 7,602 related reviews from the OpenReview platform,this article conducts a quantitative and qualitative analysis of the behavioral characteristics of reviewers,focusing on expert confidence,review patterns,and review outcomes.The study shows that highly confident reviewers have a better understanding of the manuscripts and tend to provide more differentiated scores and specific comments;double-blind reviewers are more stringent in their scoring than their single-blind counterparts and less likely to mention language quality.In addition,comments on the core content play a crucial role in the final decision on manuscripts,those that receive more positive comments on experimental design and originality are more likely to receive better results.The article proposes some recommendations regarding the selection of reviewers,the types of peer review and the setting of review indexes,in order to improve the quality of peer review and promote peer review reform.

open peer reviewreviewer behaviorOpen Review

涂子依、周凯静、孙梦婷、黄颖、张琳

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武汉大学信息管理学院

中国人民大学信息资源管理学院

开放同行评议 评审行为 Open Review

2024

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CSTPCDCSSCICHSSCD北大核心
影响因子:1.864
ISSN:1002-1167
年,卷(期):2024.44(10)