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基于专利术语的颠覆性技术识别及实证研究

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[目的/意义]为识别及预判当前受到高度关注的颠覆性技术,以专利术语为基础构建颠覆性技术识别指标,并对太阳能光伏领域的专利进行实证研究.[方法/过程]基于全文本内容,兼顾技术创新性和技术影响力两个维度,构建涵盖5个指标的颠覆性技术识别指标体系;并采用自然语言处理技术抽取专利术语,将识别问题转化为经典的二分类问题训练机器学习模型;同时针对训练样本类别分布不平衡的问题,引入决策曲线分析以确定最优的分类阈值.[结果/结论]实证研究在太阳能光伏领域2 196个专利中预判出91个颠覆性专利,取得较好的预测效果,验证本文提出的颠覆性技术识别方法的有效性,为颠覆性技术预判、专利价值衡量等研究提供新的视角.
Disruptive Technology Identification and Empirical Study on the Basis of Patent Terms
[Purpose/Significance]This paper builds a disruptive indicator system based on patent terminologies to identify and predict disruptive technologies,and selects relevant patents in the field of solar photovoltaics for empirical study.[Method/Process]This paper built a disruptive indicator system with 5 indicators from patent full texts by consid-ering two dimensions of technological innovation and technological influence based on patent terminologies.The process transformed the identification problem into a classic binary classification problem through the natural language processing techniques to train a machine learning model,and introduced decision curve analysis to determine the optimal classifi-cation threshold for the problem of unbalanced samples.[Result/Conclusion]The empirical study in the field of solar photovoltaic identifies 91 disruptive patents among 2 196 patents,which gets a better predictive performance and verifies the validity of the indicators.In summary,the proposed approach provides a new perspective for future research on how to predict disruptive technologies,measure patent value,and identify promising technologies.

disruptive technologyindicator systemtechnological innovationtechnological influencepatent full text

徐硕、李静鸿、安欣

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北京工业大学经济与管理学院 北京 100124

北京林业大学经济管理学院 北京 100083

颠覆性技术 指标体系 技术创新性 技术影响力 专利全文本

国家自然科学基金

72074014

2024

图书情报工作
中国科学院文献情报中心

图书情报工作

CSTPCDCSSCICHSSCD北大核心
影响因子:2.203
ISSN:0252-3116
年,卷(期):2024.68(2)
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