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科学数据伦理治理:政策框架与路径——以英国为例

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[目的/意义]完善科学数据伦理治理有助于规范科学数据收集、共享和使用,发挥数据作为科研的关键资源与要素的功能,优化科学数据管理服务.[方法/过程]本研究基于扎根理论分析英国科学数据伦理政策,总结其政策框架与内容,并通过矩阵编码与社会网络分析方法揭示治理特征,提出我国优化科学数据伦理治理的建议.[结果/结论]研究发现,伦理政策框架包括治理环境、主体与策略3层面.伦理治理环境内容分为适用领域、适用主体、概念定义、问题分析与现有政策;伦理治理主体内容涉及治理主体界定与促进主体协作;伦理治理策略内容涵盖治理指导与各阶段治理措施.其治理特征有3维度:注重定义概念,明确分配主体权责与促进协作,全面厘定治理策略与加强伦理风险防控.据此提出4条治理路径:形成治理体系,规范治理理论,明确各方权责与协作方式,细化各阶段治理措施.
Scientific Data Ethics Governance:Policy Framework and Pathways——Taking the UK as an Example
[Purpose/Significance]Improving scientific data ethics governance can help regulate the scientific data collection,sharing and use,bring into the function of data as a key resource and element in research,and optimize scien-tific data management services.[Method/Process]This study analyzed the scientific data ethics policy using the UK as an example based on the Grounded Theory,summized the policy framework and content,revealed the governance characteris-tics through matrix coding and Social Network Analysis,and put forward suggestions for the scientific data ethics governance in China.[Result/Conclusion]Results indicate that the scientific data ethics policy framework includes 3 dimensions:the environment,subject and strategy.The environment involves applicable fields,subjects,concept definitions,problem an-alyses,and existing policies.The subject consists of the definition of governance subjects and collaboration promotion.The strategy includes governance guidance and measures at various stages.Accordingly,this research proposes four pathwayes:forming an ethical governance system,standarizing the ethical theory,clarifying the governance rights and responsibilities of all parties and the way of collaboration,and refining the ethical governance at all stages.

scientific datadata ethicsdata governancepolicy analysisthe UK

刘先瑞、司莉

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武汉大学信息管理学院,湖北武汉 430072

科学数据 数据伦理 数据治理 政策分析 英国

2025

现代情报
中国科学技术情报学会 吉林省科技信息研究所

现代情报

北大核心
影响因子:1.133
ISSN:1008-0821
年,卷(期):2025.45(1)