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地方性法规增设行政处罚的规范基础

Normative Basis of Additional Administrative Penalties in Local Laws and Regulations

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法律、行政法规对某一抽象事项已有规定时,地方性法规就具体事项增设行政处罚,包括完整增设与补充增设两种类型.对之进行合法性判断时,应根据地方性法规的规范效力推定立法行为合法,采取合法性推定的教义学方法.《立法法》第82条第1款第2项与《行政处罚法》第12条第1款共同构成地方性法规增设行政处罚的授权基础.《行政处罚法》第12条第3款无法支持地方性法规完整增设行政处罚,也不构成对地方性法规补充增设行政处罚的独立授权.地方性法规增设行政处罚,在不违反消极限制的同时,还应符合积极要件.地方性事务标准是地方性法规增设行政处罚的唯一积极要件,可从纵、横两个维度展开,区分为治理对象特殊性、区域特征差异性与治理能力差异性三个子标准.
When laws and administrative regulations already provide for an abstract matter,local regulations add administrative penalties for specific matters,including two forms:complete addition and supplementary addition.In determining the legality of such legislative actions,a presumption of legitimacy should be applied according to the legal effect of local regulations,using the dogmatic ap-proach known as"presumption of legality".Article 82 paragraph 1 item 2 of the Legislation Law and Article 12 paragraph 1 of the Administrative Penalty Law together provide the legal foundation for authorizing local regulations to introduce administrative penalties.Article 12 paragraph 3 of the Administrative Penalty Law cannot support the complete addition of administrative penalties by lo-cal regulations,nor does it constitute an independent basis for authorizing such additions.The intro-duction of administrative penalties in local laws and regulations must satisfy certain positive require-ments while not violating negative constraints.The standard of"local affairs"is the only positive criterion for introducing administrative penalties in local laws and regulations.This standard can be analyzed from two dimensions--vertical and horizontal--and can be further subdivided into three cri-teria:the particularity of governance subjects,the uniqueness of regional characteristics,and the var-iation in governance capacities.

Local RegulationsAdministrative Penalty Setting PowerPresumption of LegalityLocal Affairs

严于、王太高

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南京大学法学院(江苏南京210093)

地方性法规 行政处罚设定权 合法性推定 地方性事务

国家社科基金项目

2024

新疆社会科学(汉文版)
新疆社会科学院

新疆社会科学(汉文版)

CSSCICHSSCD
影响因子:0.594
ISSN:1009-5330
年,卷(期):2024.(5)