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虹膜呈现攻击检测综述

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虹膜识别技术因唯一性、稳定性、非接触性、准确性等特性广泛应用于各类现实场景中.然而,现有的许多虹膜识别系统在认证过程中仍然容易遭受各种攻击的干扰,导致安全性方面可能存在风险隐患,在不同的攻击类型中,呈现攻击(Presentation attacks,PAs)由于出现在早期的虹膜图像获取阶段,且形式变化多端,因而虹膜呈现攻击检测(Iris present-ation attack detection,IPAD)成为虹膜识别技术中首先需要解决的安全问题之一,得到了学术界和产业界的广泛重视,本综述是目前已知第一篇虹膜呈现攻击检测领域的中文综述,旨在帮助研究人员快速、全面地了解该领域的相关知识以及发展动态.总体来说,本文对虹膜呈现攻击检测的难点、术语和攻击类型、主流方法、公共数据集、比赛及可解释性等方面进行全面归纳.具体而言,首先介绍虹膜呈现攻击检测的背景、虹膜识别系统现存的安全漏洞与呈现攻击的目的.其次,按照是否使用额外硬件设备将检测方法分为基于硬件与基于软件的方法两大类,并在基于软件的方法中按照特征提取的方式作出进一步归纳和分析.此外,还整理了开源方法、可申请的公开数据集以及概括了历届相关比赛.最后,对虹膜呈现攻击检测未来可能的发展方向进行了展望.
A Survey on Iris Presentation Attack Detection
Iris recognition technology has been widely deployed in various real-world scenarios due to its advant-ages of uniqueness,stability,non-contact nature,accuracy and so on.However,many existing iris recognition sys-tems are still vulnerable to various attacks during the authentication process,posing potential security risks.Among different types of attacks,presentation attacks(PAs)occur in the early stage of iris image acquisition and take vari-ous forms.Therefore,iris presentation attack detection(IPAD)has become one of the primary security issues that need to be addressed in iris recognition technology,attracting significant attention from academia and industry.To the best of our knowledge,this is the first Chinese review paper in the field of IPAD,aiming to help researchers quickly and comprehensively understand the relevant knowledge and development trends in this field.Overall,this paper provides a comprehensive summary of IPAD,covering broad topics on the challenges,terminology,PA types,mainstream methods,publicly available datasets,competitions,interpretability and so on.Specifically,we first in-troduce the background of IPAD,existing security vulnerabilities in iris recognition systems,and the objectives of PAs.Then,IPAD methods are categorized into two groups:Hardware-based and software-based methods,by con-sidering the use of additional hardware devices.Further categorization and analysis are provided for software-based methods based on feature extraction manners.Additionally,we collate open-source methods,publicly available datasets,and summarize past relevant competitions.Finally,we discuss the future development direction of IPAD for further research.

Iris recognitioniris presentation attack detection(IPAD)iris synthesisgeneralization abilityinter-pretability

王财勇、刘星雨、房美玲、赵光哲、何召锋、孙哲南

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北京建筑大学机器人仿生与功能研究北京市重点实验室 北京 100044中国

弗劳恩霍夫计算机图形研究所 达姆施塔特64283德国

北京邮电大学人工智能学院 北京 100876中国

中国科学院自动化研究所多模态人工智能系统全国重点实验室 北京 100190中国

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虹膜识别 虹膜呈现攻击检测 虹膜合成 泛化性 可解释性

国家自然科学基金国家自然科学基金国家自然科学基金北京市自然科学基金北京市科技新星计划北京市科协青年人才托举工程北京建筑大学"建大英才"培养工程

621060156217602562276263424201820230484444BYESS2023130JDYC20220819

2024

自动化学报
中国自动化学会 中国科学院自动化研究所

自动化学报

CSTPCD北大核心
影响因子:1.762
ISSN:0254-4156
年,卷(期):2024.50(2)
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