首页|碳数据质量合规与企业寻租监管——演化博弈视角下第三方核查监管制度的完善研究

碳数据质量合规与企业寻租监管——演化博弈视角下第三方核查监管制度的完善研究

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保证碳数据质量合规是碳数据二元功能发挥的前提。但现行碳数据质量合规第三方核查监管制度(下称监管制度)对企业碳数据造假寻租行为的监管乏力。构建由监管部门、企业与核查机构共同参与的演化博弈系统,利用数理经济学分析方法进行模型推导和数值仿真,探究关键因素变动对博弈系统演化稳定状态跃迁的影响与启示,可在厘清博弈主体行为逻辑的基础上探究匡补现行监管制度缺损的方案。研究发现:(1)监管部门的行为选择受到多种因素的影响而具有复杂性,且监管部门客观监管能力的提高需和其他关键参数协同作用才能显著提升演化速度;(2)"寻租联盟"内部成员之间的行为选择相互影响且具有一致性;(3)利用法律的利导性功能可弥补"数据利他主义"不能提振企业"报告合规碳数据"意愿的不足,但需满足一定的量化约束条件以保证博弈系统稳定性;(4)企业与核查机构的行为选择具有明显的成本遵循特征,寻租成本、碳数据造价成本、违规核查成本等是影响博弈系统演化稳定状态跃迁的关键因素。锚定碳数据质量合规目标,可从提升合规动力、提高监管能力和增大造假压力三个方面着手完善现行监管制度。
Carbon Data Quality Compliance and Corporate Rent-seeking Regulation—A Study on the Improvement of the Third Party Verification Regulatory Sys-tem from an Evolutionary Game Perspective
Ensuring carbon data quality compliance is a prerequisite for the binary function of carbon data.However,the current third-party verification regulatory system for carbon data quality compliance(hereinaf-ter referred to as the regulatory system)is weak in regulating the rent-seeking behaviours of carbon data falsi-fication by enterprises.By constructing an evolutionary game system involving regulators,enterprises and verification agencies,and using mathematical economic analysis methods for model derivation and numerical simulation to explore the impacts and implications of changes in key factors on the evolutionary stable state of the game system,we can clarify the behavioural logics of the game players and explore solutions to compen-sate for the deficiencies of the current regulatory system.It is found that:(1)the behavioural choices of the regulator are affected by complex factors,and the improvement of the objective regulatory capacity of the regulator needs to be synergistic with other key parameters in order to significantly increase the evolutionary speed;(2)the behavioural choices of the members of the rent-seeking coalition interact with each other with consistency;(3)the use of the law can compensate for the fact that"data altruism"cannot boost the willing-ness of enterprises to report compliant carbon data,but certain quantitative constraints need to be met in order to ensure the stability of the gaming system;(4)the behavioural choices of enterprises and verification agen-cies have obvious cost-following characteristics,and the costs of rent-seeking,carbon data cost,and non-compliance verification cost are the key factors influencing the evolution of the gaming system and the leap to a stable state.Aiming at the goal of carbon data quality compliance,the current regulatory system can be improved in three aspects:enhancing the motivation of compliance,improving the regulatory capacity and increasing the pressure of counterfeiting.

carbon datathird-party verification agencyrent-seekingevolutionary gamegame analysis of law

王江、王鹏

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重庆大学法学院(重庆 400044)

碳数据 第三方核查机构 寻租 演化博弈 法律的博弈分析

中央高校基本科研业务费专项重庆市研究生科研创新项目

2022CDJSKJC34CYS22095

2024

中国地质大学学报(社会科学版)
中国地质大学

中国地质大学学报(社会科学版)

CSTPCDCSSCICHSSCD北大核心
影响因子:1.69
ISSN:1671-0169
年,卷(期):2024.24(2)
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