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地区间技术互补、均衡发展与企业全球价值链攀升

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在全球价值链贸易的复杂网络中,企业产品的技术构成日趋多元化,其不仅来自企业自身的技术创新,也来自其他研发主体.地区间技术互补成为企业获取外部技术知识的重要途径.本文利用2000-2014年中国工业企业数据库、中国海关数据库以及专利数据库合并的微观数据,从出口国内附加值率视角考察了其对企业全球价值链攀升的影响.研究发现,地区间技术互补带动了企业出口国内附加值率(DVAR)提升,解释了约25%的中国企业出口国内附加值率增长.其主要实现机制是增加了企业对国内中间品的使用比重,提高了企业全要素生产率;异质性分析发现,技术互补的促进效应对人力资本水平较低的企业以及处于创新外围地区、市场可达性高的企业更强,有效地发挥了缩小企业间、地区间差距进而推动地区均衡发展的作用.此外,本文讨论了企业在全球价值链中实现攀升后的具体市场表现,发现企业在出口产品范围、产品质量、出口 目的国数量以及出口成本加成等不同方面均得到显著提升.本文的研究对于理解企业实现全球价值链攀升、完善地区间优势互补格局具有重要的理论与现实意义.
Inter-regional Technological Complementarity,Balanced Development and Corporate Global Value Chain Climbing
Over the past four decades of economic development,the innovation resources and capabilities of China's regions have been accumulated,upgraded,and expanded significantly.However,due to the increasing complexity and diversity of technological development and the limited capacity of individual cities to absorb innovation resources,technological complementarities between regions have gradually emerged.At the same time,the production process of products in global value chains(GVCs)is becoming increasingly fragmented,with the parts and components for product production increasingly being reallocated to geographical areas with different strengths.This trend provides an important technological basis for inter-regional coordination of the domestic division of labor through technological complementarities,reducing duplicative competition and thus facilitating GVC climbing.This paper constructs a theoretical model based on the sourcing of intermediate products by export enterprises based on characteristic facts,and argues that the impact of inter-regional technological complementarities on enterprises'GVC climbing is mainly realized through two channels.First,inter-regional technological complementarities increase the productivity of local enterprises;second,inter-regional technological complementarities enable local enterprises to source more intermediate inputs from domestic sources in production.This paper uses the 2000-2014 China Industrial Enterprise Customs Database and the China Patent Database to validate the conclusions of the model from the perspective of the domestic value added rate in exports.The results suggest that inter-regional technological complementarities increase firms'domestic value added rate in exports,explaining about 25%of the growth in Chinese firms'DVAR over the period 2000-2014.The main realization mechanism is to increase firms'share of domestic intermediate inputs and improve their total factor productivity.The heterogeneity analysis shows that the promotion effect of technological complementarities is stronger for firms with lower human capital and firms located in innovative peripheral regions with high market accessibility,effectively playing the role of narrowing inter-firm and inter-regional gaps and thus promoting balanced regional development.Finally,this paper discusses the specific market performance of firms after changing their position in GVCs and finds that firms have significant improvement in several aspects such as the range of export products,product quality,the number of export destinations,and the cost plus of exports.The possible innovations of this paper are as follows.First,it provides a new perspective for understanding regional complementarities in terms of technological linkages and validates the mechanism of GVC climbing with intermediate product innovation.Second,this paper further enriches research on the sources of regional and firm comparative advantages.At present,scholars mainly focus on how to improve firms'innovation capabilities,and the understanding of firms'other sources of innovation is not comprehensive enough,and explanations for the differences in these inputs and other sources of innovation across regions are lacking.This paper enriches existing research from the perspective of inter-regional technological complementarities.Finally,this paper demonstrates the importance of technological externalities as manifested in inter-regional technological complementarities in guiding special practices in China,enriching the discussion of the mechanism of technology diffusion's impact on inter-firm and inter-regional disparities in the Chinese context in existing literature.

technological complementarityglobal value chaindomestic value added ratio in exportsbalanced development

郑江淮、金晟男

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南京大学长江三角洲经济社会发展研究中心

南京大学经济学院

技术互补 全球价值链 出口国内附加值率 均衡发展

国家社会科学基金重大项目教育部人文社会科学重点研究基地项目南京大学长江三角洲经济社会发展研究中心和中国特色社会主义经济建设协同创新中心联合专项重大研究课题

22&ZD09323CEDRZ03

2024

中国工业经济
中国社会科学院工业经济研究所

中国工业经济

CSTPCDCSSCICHSSCD北大核心
影响因子:2.932
ISSN:1006-480X
年,卷(期):2024.(7)