中国科学:技术科学(英文版)2024,Vol.67Issue(5) :1524-1537.DOI:10.1007/s11431-023-2610-4

Unsupervised construction of health indicator for rotating machinery via multi-criterion feature selection and attentive variational autoencoder

LI XinYu CHENG ChangMing PENG ZhiKe
中国科学:技术科学(英文版)2024,Vol.67Issue(5) :1524-1537.DOI:10.1007/s11431-023-2610-4

Unsupervised construction of health indicator for rotating machinery via multi-criterion feature selection and attentive variational autoencoder

LI XinYu 1CHENG ChangMing 1PENG ZhiKe2
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作者信息

  • 1. State Key Laboratory of Mechanical System and Vibration,Shanghai Jiao Tong University,Shanghai 200240,China
  • 2. State Key Laboratory of Mechanical System and Vibration,Shanghai Jiao Tong University,Shanghai 200240,China;School of Mechanical Engineering,Ningxia University,Yinchuan 750021,China
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Abstract

Health indicator(HI)construction is a crucial task in degradation evaluation and facilitates the prognostic and health management(PHM)of rotating machinery.Excluding interference from artificial labeling,the HI construction approaches in an unsupervised manner have attracted substantial attention.Nevertheless,current unsupervised methods generally struggle with two problems:(1)ignorance of both redundancy between features and global variability of features during the feature selection process;(2)inadequate utilization of information from different sampling moments.To tackle these problems,this work develops a novel unsupervised approach for HI construction that integrates multi-criterion feature selection and the Attentive Variational Autoen-coder(Attentive VAE).Explicitly,a multi-criterion feature selection(McFS)algorithm together with an elaborately designed metric is proposed to determine a superior feature subset,considering the relevance,the redundancy,and the global variability of features simultaneously.Then,for the adequate utilization of the information from distinct sampling moments,a deep learning model named Attentive VAE is established.The Attentive VAE is solely fed with the selected features in the health state for model training and the HI is derived through the reconstruction error to reveal the degradation degree of machinery.Two case studies based on genuine experimental datasets are involved to quantitatively evaluate the superiority of the developed approach,demonstrating its superiority over other unsupervised methods for characterizing degradation processes.The effectiveness of both the McFS algorithm and the Attentive VAE is verified by ablation experiments,respectively.

Key words

health indicator(HI)/unsupervised learning/multi-criterion feature selection/global variability/attention mechanism

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基金项目

National Key Research and Development Program of China(2021YFB3400700)

China Academy of Railway Sciences Corporation Limited within the major issues of the fund(2021YJ212)

National Natural Science Foundation of China(12072188)

National Natural Science Foundation of China(12121002)

Natural Science Foundation of Shanghai(20ZR1425200)

出版年

2024
中国科学:技术科学(英文版)
中国科学院

中国科学:技术科学(英文版)

CSTPCDEI
影响因子:1.056
ISSN:1674-7321
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