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人工智能伦理计算

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人工智能技术作为试图研究、模仿、扩展人类智能的科学研究领域,自诞生以来就伴随着深刻的技术伦理争辩。随着近年来机器学习等相关工作的突破性进展和快速落地应用,伦理问题日趋显著并迫使学界和社会开始直面该技术的伦理治理挑战。尽管在伦理治理的规范研究上已取得初步进展,其治理实践落地方面依然困难重重,伦理实践表现出逐渐落后于技术发展需求的趋势。因此,建立与不断发展的人工智能技术相互匹配的伦理治理实践方案,实现治理理论和治理实践的良性互动将是人工智能领域未来发展的关键问题。伦理治理理论的抽象性导致了当下人工智能伦理原则难以落地实现,人工智能伦理计算(AI ethical computation)将是应对这一挑战的重要方案。本研究通过探讨现实必要性和发展可能性明确了伦理计算的重要意义,在相关研究基础上给出伦理计算的研究范畴,依据计算过程对伦理机理的认知程度和系统伦理决策的自主化程度进行划分,建立了伦理计算的高阶认知与低阶认知两类研究范式,并按其计算阶段抽象出伦理度量、伦理决策和伦理推理3个计算层次。该伦理计算框架能够对当前的伦理计算应用进行梳理,本文以伦理嵌入和公平机器学习为例说明了两类研究范式的研究特点和技术方法。在此基础上,进一步讨论构建了以伦理计算为核心的伦理治理体系,分析通过伦理计算化解伦理治理困境的可能方案,并对人工智能伦理计算的发展做出展望。
Artificial intelligence ethical computation
AI research has encountered significant ethical debates since its inception as a research discipline aiming to investigate,emulate,and augment human intelligence.The rapid progress in AI technology and the burgeoning proliferation of its technical applications has underscored the urgent and immediate necessity for the implementation of effective ethical governance in AI research.Despite significant efforts dedicated to ethical governance theory,there remains a lack of efficient practical methods due to the abstract nature of ethical theory.This study proposes AI ethical computation as a prospective approach to bridging the disconnect between ethical theory and ethical practice,providing a pathway to synchronize ethical principles with concrete applications.Based on its practical necessity and potential for development,the importance of ethical computation is clarified.Simultaneously,two paradigms of ethical computation methods for artificial intelligence are established based on the degree of ethical awareness and the autonomy of ethical decision-making as classification criteria.Through the abstraction of these paradigms,the study introduces three computation levels:ethical metrics,ethical inference,and ethical decision-making.Moreover,this study exemplifies ethical embedding and fair machine learning as instances to elucidate the characteristics and technical methods of the two research paradigms.The study concludes by presenting the construction of an ethical governance system and offering an outlook on the development of ethical computation.

artificial intelligenceethics issuesethical governanceethical computationethical embeddingfair machine learning

高漪澜、张睿、李学龙

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西北工业大学光电与智能研究院,西安 710072

智能交互与应用工业和信息化部重点实验室(西北工业大学),西安 710072

人工智能 伦理问题 伦理治理 伦理计算 伦理嵌入 公平机器学习

国家重点研发计划国家自然科学基金国家自然科学基金

2022YFC28080006187147062276213

2024

中国科学F辑
中国科学院,国家自然科学基金委员会

中国科学F辑

CSTPCD北大核心
影响因子:1.438
ISSN:1674-5973
年,卷(期):2024.54(7)