Problems and Countermeasures of Asset Evaluation Reports in Securities Business
Starting from March 2020,asset appraisal institutions engaged in securities service business transitioned from an approval system to a filing system.Over three years,the number of registered institutions increased threefold.With the increase in the number of filing institutions,their professional quality has received widespread attention from society.Through an analysis of the problems of asset valuation reports involved in 44 typical cases included in the"Compliance Manual for Asset Valuation Agencies Engaged in Securities Service Business"(2022-2024),the author identified several key problems,including inadequate implementation of assessment procedures,unreasonable profit forecasts,calculation errors,and insufficient disclosure.This article categorizes and reviews the problems found in the assessment reports across four dimensions:data acquisition,data verification and validation,data analysis and collation,and assessment and estimation.The underlying causes were analyzed,and solutions to address these issues were proposed,including the application of Internet technology,an emphasis on the cultivation of comprehensive capabilities,the establishment of a holistic business concept,and the enhancement of risk awareness.
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