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检察指导性案例的应用现状及效果提升

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检察指导性案例属于可废止性的应然法源,具有拓展法源类型外延、限制检察自由裁量权以及促进检察职能公众认同等重要功能.然而,检察指导性案例在司法实践中面临案例覆盖率低、明示援引率低、援引规范率低、援引适用率低等具体的应用困境.其成因包括检察指导性案例发布数量、类型与质量有待提高,相关制度配套不足以及援用方法不成熟三个方面.对此,除了摒弃对检察指导性案例的错误认知以及发展完善系统性案例推理方法论以外,应当重点放在构建检察指导性案例群、完善检察指导性案例的生成和退出机制、完善检察指导性案例的配套制度、锻造援用检察指导性案例的参照方法以及加强数字技术赋能检察指导性案例的运用等五个方面.
Application Status and Effect Improvement of Procuratorial Guiding Cases
Since the Supreme People's Procuratorate issued the Provisions of the Supreme People's Procuratorate on Case Guidance in 2010,many procuratorial guiding cases have been released.However,their application status has been unsatisfactory.In this context,it is of great practical and theoretical significance to explore the reasons behind the poor application status of these cases through empirical studies and theoretical interpretation and,on this basis,to put forward suggestions for improvement and enhancement.In the revision of the Provisions of the Supreme People's Procuratorate on Case Guidance by the Supreme People's Procuratorate in 2019,the binding force of procuratorial guiding cases was changed from"may refer to"to"shall refer to".Thus,it is both important and necessary to reflect on the logic behind the change in binding force.In terms of the nature of norms,procuratorial guiding cases serve not only as adjudicative norms but also as behavioral norms.In terms of the strength of binding force,procuratorial guiding cases are a defeasible source of"law as it ought to be".In terms of value functions,procuratorial guiding cases have a series of important functions,such as extending the denotations of the types of sources of law,limiting prosecutorial discretion,and promoting public recognition of procuratorial functions.Therefore,we should stress the application of procuratorial guiding cases in judicial practice and fully recognize their role.However,through empirical analysis of the themes,subjects,content,and results of procuratorial guiding cases cited in judicial practice,we find that they face specific practical application dilemmas,such as low case coverage rate,low explicit citation rate,low normative citation rate,and low citation application rate.These dilemmas are mainly caused by the following three reasons:(1)Internal reason:The types,quantity,and quality of procuratorial guiding cases need to be improved.(2)Institutional reason:Related supporting institutions are insufficient to support the functions of procuratorial guiding cases.(3)Methodological reason:The methods for citing procuratorial guiding cases are immature.As can be concluded from the above analysis,in addition to abandoning the wrong cognition of procuratorial guiding cases and developing a sound systematic case-based reasoning methodology,we should focus on institutional perfection and methodological improvement in five aspects:(1)Quantity guarantee:create a"three-in-one"group of procuratorial cases,consisting of ordinary cases,typical cases,and guiding cases.(2)Quality guarantee:improve the generation and elimination mechanisms of procuratorial guiding cases to strictly add new cases and take out outdated ones.(3)Institutional guarantee:improve the institutions providing support to procuratorial guiding cases;establish a mechanism of"interpreting laws with cases"for the analysis and reasoning of adjudicative instruments;and advocate a system of"openness to the largest degree"for procuratorial work.(4)Methodological improvement:emphasize the application of typological thinking,in addition to the method of similarity judgment,when establishing and citing procuratorial guiding cases.(5)Digital procuratorate:although AI is incapable of completely replacing humans in fulfilling judicial duties,digital technology can nevertheless play an important role in assisting legal professionals,including prosecutors,judges,and lawyers.In this sense,we also need to strengthen the use of digital technology in facilitating the application of procuratorial guiding cases in judicial practice.

procuratorial guiding casenature of binding forcefunctional orientationpractical predicamentdigital procuratorate

胡聪沛

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福建理工大学 法学院·知识产权学院,福建 福州 350118

检察指导性案例 效力性质 功能定位 实践困境 数字检察

国家社科基金重点项目国家社科基金青年项目福建理工大学社会科学科研启动项目

21AFX00323CFX079GY-S24108

2024

浙江大学学报(人文社会科学版)
浙江大学

浙江大学学报(人文社会科学版)

CSTPCDCSSCICHSSCD北大核心
影响因子:1.431
ISSN:1008-942X
年,卷(期):2024.54(10)