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过失犯的行为不法与注意义务的功能分析

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传统的过失论认为,"避免结果发生"这种规范是行为规范,因此判断行为不法不需要注意义务.然而,该规范仅表达结果不法,不具有行为指引功能和自由保障功能,不能塑成行为规范.唯有确立注意义务的规范,才能塑成过失犯的行为规范.基于此,"实质危险"不能代替注意义务."法不容许的危险"也不能代替注意义务,其不是论证依据,仅是论证结论.结果不法从属于行为不法.针对行为不法的注意义务与针对结果不法的注意义务存在区别.前者针对抽象危险,后者针对具体危险及其结果.不能因为过失行为的抽象危险缺乏可罚性而否定其不法性.注意能力只是不法评价的前提条件,仅能决定注意义务是否失效,而不能决定注意义务的有无.产生注意义务的实质根据不是利益衡量,而是风险管辖.信赖原则是注意义务的分配规则,而不是预见可能性的判断规则.
The traditional theory of negligence suggests that the norm"to avoid the occurrence of re-sults"is a behavioral norm,meaning that the unlawfulness of an action does not require consideration of the duty of care.However,this norm only indicates the unlawfulness of the result and lacks the function of guiding behavior or protecting freedom,and thus cannot form a behavioral norm.Only by establishing the norm of a duty of care can the behavior norm of negligence be shaped.Consequently,"substantial danger"cannot replace the duty of care,nor can"legally impermissible risk"replace it,as it is not an ar-gument but a conclusion.The unlawfulness of results is subordinate to the unlawfulness of actions.There is a distinction between the duty of care regarding the unlawfulness of actions and that regarding the unlawfulness of results.The former addresses abstract danger,while the latter concerns specific dan-gers and their results.The abstract danger of negligent actions,lacking punishability,does not negate their unlawfulness.The capacity for attention is merely a precondition for assessing unlawfulness,deter-mining only whether the duty of care is invalidated,not its existence.The substantive basis for the duty of care is not the weighing of interests but the management of risk.The principle of reliance is a rule for the allocation of the duty of care,not a criterion for assessing foreseeability.

Negligence OffencesIllegal ActDuty of CareBehavior NormLegally Impermissible Risk

柏浪涛

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华东师范大学法学院

过失犯 行为不法 注意义务 行为规范 法不容许的危险

国家社科基金一般项目

20BFX071

2024

中外法学
北京大学

中外法学

CSTPCDCSSCICHSSCD北大核心
影响因子:3.903
ISSN:1002-4875
年,卷(期):2024.36(4)
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