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民营企业涉罪案件负责人诉讼境遇研究

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我国刑法对企业犯罪实行"双罚制",即同时追究涉案企业和负责人的刑事责任.在优化营商环境政策的指引下,司法机关关注涉案企业境遇的同时也要关注企业负责人的诉讼境遇.办案机关对符合条件的企业负责人采取非羁押性强制措施,既有助于企业合规整改的顺利进行又能够保障企业的经营运转,有效避免刑事追诉对涉案企业造成的"灭顶之灾".在涉案企业通过合规考察后,检察机关应对符合不起诉条件的负责人做出不起诉决定,为避免个案罪刑适用的不均衡,在不符合酌定不起诉条件的情况下,检察机关对企业负责人提起公诉更为适宜.如果负责人在企业合规改造过程中发挥积极作用,可以作为法官量刑从宽的裁量事由.
Research on the Litigation Situation of the Responsible Person in Criminal Cases Involving Private Enterprises
Criminal law implements the"double punishment system"for enterprise crimes,which needs to pursue the criminal responsibility of the enterprise and the person in charge involved at the same time.Under the guidance of the policy of optimizing the business environment,the judicial organs should pay close attention to the situation of the enterprises involved,but also pay attention to the litigation situation of the enterprise leaders.The case handling authorities take non-custodial compulsory measures against the qualified leaders of the enterprise,which can not only help the smooth compliance rectification of the enterprise,but also guarantee the operation of the enterprise,and effectively avoid the"disaster"caused by criminal prosecution to the enterprise involved.After the compliance inspection of the enterprise involved,the procuratorial organ should make a decision not to prosecute the person in charge who meets the conditions for non-prosecution.In order to avoid the imbalance in the application of the case crime,it is more appropriate for the procuratorial organ to initiate the prosecution to the head of the enterprise when he does not meet the conditions for discretionary non-prosecution.If the person in charge plays an active role in the process of enterprise compliance reform,it can be used as the reason for the judge's lenient sentencing.

person in charge of enterprisenot in custodyno prosecutionlenient sentence

王崇、郎学良

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辽宁大学 法学院,辽宁 沈阳 110036

企业负责人 非羁押 不起诉 量刑从宽

辽宁省社会科学规划基金青年项目

L21CFX007

2024

郑州航空工业管理学院学报(社会科学版)
郑州航空工业管理学院

郑州航空工业管理学院学报(社会科学版)

CHSSCD
影响因子:0.2
ISSN:1009-1750
年,卷(期):2024.43(2)
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