诉源治理视角下我国企业合规制度的改革
Reform of Chinese Enterprise Compliance System from the Perspective of Litigation Source Governance
刘少军 1商艺涵1
作者信息
- 1. 安徽大学法学院(安徽合肥 230601)
- 折叠
摘要
诉源治理以"源头预防为先、非诉机制挺前、多元主体共治"为基本理念,旨在通过多种治理方式从源头解决社会矛盾纠纷,实现社会治理的高效性.在诉源治理已上升为治国方略的时代背景下,作为社会治理模式之一的企业合规制度改革应当遵循诉源治理的基本理念,正视自身所存在的企业合规内在动力尚未激发的源头问题、行政合规的预防功能尚未彰显的诉前问题、多元主体的治理格局尚未构建的主体问题,逐步实现从"被动整改"向"主动预防"的转变,从"事后合规"向"事前合规"的推进,从"一元治理"向"多元共治"的迈进.
Abstract
With the basic principles of"prevention at source,prioritization of non-litigation mechanism and multiple subjects in collaboration",litigation source governance aims at solving social conflicts and dis-putes at source through a variety of governance methods and realizing the efficiency of social governance.In such an era when litigation source governance has been upgraded to a national strategy,the reform of the cor-porate compliance system as one of the social governance modes should follow the basic requirements of source governance,and should face up to the following three problems:first,the intrinsic motivation of corporate compliance has not yet been stimulated;second,the preventive function of administrative compliance has not yet been manifested in pre-litigation problems;third,the governance pattern of pluralistic subjects has not yet been constructed.Thereby,the transformation from"passive rectification"to"active prevention",from"ex post compliance"to"ex ante compliance",and from"one-dimensional governance"to"multi-dimensional co-governance"can be realized.
关键词
诉源治理/企业合规/源头预防/事前合规/多元共治Key words
litigation source governance/corporate compliance/prevention at source/ex ante compli-ance/multiple governance引用本文复制引用
基金项目
国家社会科学基金后期资助项目(2022)(22FFXB062)
出版年
2024
NETL
NSTL
万方数据