北京理工大学学报(英文版)2024,Vol.33Issue(2) :163-174.DOI:10.15918/j.jbit1004-0579.2023.102

A Novel CCA-NMF Whitening Method for Practical Machine Learning Based Underwater Direction of Arrival Estimation

Yun Wu Xinting Li Zhimin Cao
北京理工大学学报(英文版)2024,Vol.33Issue(2) :163-174.DOI:10.15918/j.jbit1004-0579.2023.102

A Novel CCA-NMF Whitening Method for Practical Machine Learning Based Underwater Direction of Arrival Estimation

Yun Wu 1Xinting Li 1Zhimin Cao1
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作者信息

  • 1. School of Physics and Electronic Engineering, Northeast Petroleum University, Daqing 163318, China
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Abstract

Underwater direction of arrival (DOA) estimation has always been a very challenging theoretical and practical problem. Due to the serious non-stationary, non-linear, and non-Gaussian characteristics, machine learning based DOA estimation methods trained on simulated Gaussian noised array data cannot be directly applied to actual underwater DOA estimation tasks. In order to deal with this problem, environmental data with no target echoes can be employed to analyze the non-Gaussian components. Then, the obtained information about non-Gaussian components can be used to whiten the array data. Based on these considerations, a novel practical sonar array whitening method was proposed. Specifically, based on a weak assumption that the non-Gaussian components in adjacent patches with and without target echoes are almost the same, canonical cor-relation analysis (CCA) and non-negative matrix factorization (NMF) techniques are employed for whitening the array data. With the whitened array data, machine learning based DOA estimation models trained on simulated Gaussian noised datasets can be used to perform underwater DOA estimation tasks. Experimental results illustrated that, using actual underwater datasets for testing with known machine learning based DOA estimation models, accurate and robust DOA estimation performance can be achieved by using the proposed whitening method in different underwater con-ditions.

Key words

direction of arrival (DOA)/sonar array data/underwater disturbance/machine learning/canonical correlation analysis (CCA)/non-negative matrix factorization (NMF)

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基金项目

国家自然科学基金(51279033)

出版年

2024
北京理工大学学报(英文版)
北京理工大学

北京理工大学学报(英文版)

影响因子:0.168
ISSN:1004-0579
参考文献量25
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