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执行转破产程序中档案处置的困境与完善路径

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目前执行转破产程序中的档案处置工作尚存在无据可依,档案信息收集受制于债权人等利害关系人不配合,多方差异化主体间档案移交的难度较大和信息共享平台的建设缓慢等现实困境,使得档案的处置工作滞后于其他的制度推进工作.对此,应当从执行转破产程序本身出发,剖析程序衔接中档案处置工作的特殊属性,以及基于这些特殊属性产生的制度不适配问题.从宏观视角上,提炼出执行转破产程序中档案处置需要遵循的概括性指导原则;从微观视角上,按照"三化一消"的策略,即以标准化、法制化、参与主体多样化三个维度具体诠释档案处置工作的完善规则,以消解档案处置的信息区隔问题为导向,将打通执行与破产间的数据库与构建全国统一的执行转破产案件档案数据库作为破除信息壁垒的合力,最终以高质量的档案处置工作回应执行转破产程序对档案资料的现实需求.
The Dilemma and Improvement Path of Archive Disposal in the Execution of Bankruptcy Proceedings
At present,there are practical difficulties in the disposal of archives in the bankruptcy proceedings,such as lack of evidence,lack of cooperation from creditors and other stakeholders in the collection of archive information,high difficulty in transferring archives between multi variance alienated entities,and slow construction of information sharing platforms,which have caused the disposal of archives to lag behind other institutional advancement work.In this regard,we should start from the execution of the bankruptcy proceedings itself,analyze the special attributes of archive disposal work in the process of procedure connection,and the problem of institutional incompatibility arising from these special attributes.From a macro perspective,extract the general guiding principles that need to be followed in the disposal of archives in the execution of bankruptcy proceedings.From a micro perspective,follow the strategy of"three transformations and one elimination"."three transformations"interpret the improvement rules of archive disposal work from three dimensions:standardization,legalization,and diversification of participating entities."one elimination"is guided by the resolution of the information separation problem in archive disposal.It combines the efforts of clearing the database between execution and bankruptcy and building a nationwide unified archive database for the execution of bankruptcy cases as a joint force to break down information barriers,and ultimately responds to the practical needs of the execution of bankruptcy proceedings for archive materials with high-quality archive disposal work.

execution of bankruptcy conversionprogram connectionarchive disposalarchive transfer

李梦瑶

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华南理工大学法学院 广州 510000

执行转破产 程序衔接 档案处置 档案移交

2024

档案学研究
中国档案学会

档案学研究

CSTPCDCSSCICHSSCD北大核心
影响因子:1.111
ISSN:1002-1620
年,卷(期):2024.(6)