首页|沙漏型治理:基层治理悖论的生成逻辑——基于A市基层市场监管部门的案例研究

沙漏型治理:基层治理悖论的生成逻辑——基于A市基层市场监管部门的案例研究

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本文关注机构改革这一特殊的时间点,探讨基层治理悖论.通过对A市市场监管系统机构改革的案例研究,发现基层市场监管部门的监管效能下降,陷入了负担过重的治理困境,表现为工作任务繁重、职责越位突出、履职风险增大、无效工作增多、资源保障不足等,其生成机制在于"任务-资源"失衡.一方面,市场监管部门职能整合表现为物理性聚合过程,其职能边界不断向外扩张,导致基层的职能无限膨胀.另一方面,属地管理后,基层市场监管部门所能支配的监管资源下降,无法适应职能膨胀和多任务情境的治理需要.在此基础上,本文构建了三层级基层治理空间结构模型,发现基层市场监管部门改革后转变为"沙漏型"治理结构.这种受力不均衡的治理结构体,造成基层承载压力过大,外化为工作负担,而且无法自我纠正,由此产生基层治理悖论.这种悖论并非一种独特现象,而是一统体制和有效治理二者张力的外在表现.
Hourglass Governance:The Generative Logic of Paradox in the Grassroots Governance——A Case Study of the Grassroots Market Regulation Department in City A
This paper focuses on the key point of institutional reform and discusses the paradox in the grass-roots governance.Through the case study on the institutional reform of the market regulation system in City A,it is found that the regulatory effectiveness of the grassroots market regulation departments has declined,and they have fallen into the overburdened governance dilemma,which is manifested as the heavy workload,the prominent overstepping of responsibilities,the increased risk of duty performance,the increase of ineffective work,and the lack of resource guarantee,etc.Its generating mechanism lies in the"task-resource"imbalance.On the one hand,the functional integration of market regulation departments is manifested as a physical aggre-gation process,and its functional boundaries are constantly expanding,leading to unlimited expansion of grass-roots functions.On the other hand,after the implementation of territorial management,the regulatory resources at the disposal of the grassroots market regulatory departments have declined,and the departments cannot meet the needs of governance in the context of functional expansion and multi-task.On this basis,a spatial structure model of three-level grass-roots governance is constructed,and it is found that the grass-roots market regula-tion department has transformed into an hourglass governance structure after the reform.This kind of unbal-anced governance structure causes excessive pressure at the grassroots level,which is externalized into work burden and cannot be self-corrected,resulting in the grassroots governance paradox.This paradox is not a u-nique phenomenon,but the external manifestation of the tension between unified system and effective gover-nance.

Hourglass GovernanceGrassroots Governance ParadoxGrassroots BurdenInstitutional Reforms

徐国冲、吴碧蕾

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厦门大学公共事务学院,福建厦门 361005

沙漏型治理 基层治理悖论 基层负担 机构改革

国家社科基金重大项目

20&ZD115

2024

公共管理学报
哈尔滨工业大学管理学院

公共管理学报

CSSCICHSSCD北大核心
影响因子:3
ISSN:1672-6162
年,卷(期):2024.21(3)
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