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比较法视野下程序出罪的功能与结构

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作为轻罪治理的重要组成部分,以检察机关裁量不起诉为代表的程序出罪制度在实体治罪之外延伸出通过程序治理犯罪的新模式。在比较法视野下,程序出罪具有提升诉讼效率、促进司法协商、推动犯罪治理转型三种功能。不同功能主导的程序出罪在适用范围、规范结构以及出罪效力上均呈现出差异化特征,形成了一套层次分明的程序出罪体系。我国当前以酌定不起诉为代表的程序出罪制度混同了诉讼效率、司法协商、犯罪治理等多种价值,制度结构欠缺层次性。对此,应明确不同不起诉制度的核心功能,并依此建构相应的制度规范体系,以功能结构主义塑造我国的层次性程序出罪体系。
The Functions and Structures of Procedural Non-Prosecution from a Comparative Law Perspective
In recent years,with the acceleration of the criminalization process,the role of criminal justice in diversionary governance has become increasingly prominent.The proce-dural non-prosecution system represented by the discretionary non-prosecution by procuratorial organs extends beyond substantive crime control to introduce a new model of crime governance by procedural means.Currently,procedural non-prosecution represented by discretionary non-prosecution,conditional non-prosecution,conciliatory non-prosecution,and compliant non-prosecution faces problems such as unclear boundaries and weak systemic organization.Building a distinctive procedural non-prosecution system tailored to China's circumstances has become a new challenge.The establishment of the grounds for procedural non-prosecution is closely relat-ed to how we understand the state's prosecution power.The principle of state prosecution re-flects the state's goal of punishing crimes,which determines that procedural non-prosecution should be limited.However,the diversification of public interest considerations and dispute res-olution provides procedural non-prosecution with broad prospects for application.Therefore,on-ly by establishing a diversified and hierarchical procedural non-prosecution system with a bottom line can we realize the human rights protection function outlined in the Criminal Procedure Law.Comparative law studies indicate that the construction of the procedural non-prosecution system in various countries is guided by basic values and takes enhancement of judicial efficiency,res-olution of disputes through negotiation,and crime governance as fundamental functions.The le-gitimacy of these functions determines the extent of procedural non-prosecution rights,and dif-ferent systems correspond to different levels of legitimacy.As a result,the structures of proce-dural non-prosecution corresponding to different functions exhibit hierarchical characteristics.The main manifestation is that the more legitimate the functions of procedural non-prosecution,the broader the scope of application,the more diverse the application conditions,and the more stable the effect of non-prosecution.The current procedural non-prosecution system in China,which is centered on discretionary non-prosecution,suffers from unclear functional hierarchies and the complexity of interest assessment elements.These problems directly affect the practical effectiveness of procedural non-prosecution and are not conducive to the sustainable develop-ment of the procedural non-prosecution theory.To give full play to the practical effectiveness of procedural non-prosecution in the control of minor offenses and prevent the imbalance risk of procedural non-prosecution rights,it is necessary to delineate its institutional structure accord-ing to its system functions.This involves integrating procedural non-prosecution with non-penal sanctions,negotiation conditions,restorative obligations,and corrective measures to construct a hierarchical system of procedural non-prosecution.

吴桐

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中央民族大学法学院

程序出罪 轻罪治理 层次性出罪

2023年度国家社会科学基金一般项目

23BFX026

2024

环球法律评论
中国社会科学院法学研究所

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CSSCICHSSCD北大核心
影响因子:1.188
ISSN:1009-6728
年,卷(期):2024.46(2)
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