吉林大学社会科学学报2024,Vol.64Issue(2) :100-114.DOI:10.15939/j.jujsse.2024.02.fx1

标准规制与企业的标准合规

Standard Regulation and the Standard Compliance of Enterprise

宋华琳
吉林大学社会科学学报2024,Vol.64Issue(2) :100-114.DOI:10.15939/j.jujsse.2024.02.fx1

标准规制与企业的标准合规

Standard Regulation and the Standard Compliance of Enterprise

宋华琳1
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作者信息

  • 1. 南开大学法学院(天津 300350);教育部
  • 折叠

摘要

企业的标准合规是践行守法义务的需要,体现了行政规制与自我规制的结合,体现了合规与创新的结合.企业有义务适用强制性标准,鼓励但不强制企业执行推荐性标准,在特定情形下,企业有义务适用推荐性标准.企业通过参与标准化技术委员会的活动,通过参与标准的起草和征求意见程序,来参与标准制定过程.企业标准与行政标准构成了多元交叠的标准体系;企业标准水平应不低于强制性国家标准的相关技术要求,可以高于推荐性标准的相关技术要求.企业应遵循企业标准;还应通过设立标准化机构,配备内部管理人员,践行企业的组织化保障义务.企业通过评估标准合规风险、开展自检等,建构标准实施的评价与持续改进机制,从而践行学习型行政法与实验主义治理,推进标准合规制度的动态演进.

Abstract

The standard compliance of enterprises is the obligation to comply with law,reflecting the combination of administrative regulation and self-regulation,and the combination of compliance and innovation.The enterprises have the obligation to comply with compulsory standards,and they are encouraged but not compelled to implement rec-ommended standards unless under some special circumstances.Enterprises participate in the activities of standardization technical committee,and participate in the draft of standards,in the notice and comment procedure of standard-setting,in order to contribute to the standardization.Enterprise standards and administrative standards together constitute a multi-faceted and overlapping standards system.The level of enterprise standards should not be lower than the relevant techni-cal requirements of mandatory national standards,and may be stricter than the relevant technical requirements of recom-mended standards.The enterprise should comply with enterprise standards.Enterprises should set up standardization units and equip with internal management personnel,to fulfill their organizational safeguard obligations.By assessing compli-ance risk and carrying out self-inspections,enterprises construct the evaluation and dynamic improving mechanism on standard implementation,put learning-oriented administrative law and experimental governance into practice,and pro-mote the dynamic evolution of the standards compliance system.

关键词

标准规制/企业合规/企业标准/自我规制

Key words

standard regulation/enterprise compliance/enterprise standard/self-regulation

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基金项目

国家社会科学基金重大项目(20&ZD188)

出版年

2024
吉林大学社会科学学报
吉林大学

吉林大学社会科学学报

CSTPCDCSSCICHSSCD北大核心
影响因子:1.224
ISSN:0257-2834
被引量1
参考文献量105
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