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科技自立自强视角下企业共建创新联合体的机制研究

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实现高水平科技自立自强,是推进中国式现代化的关键,而创新联合体是强化企业科技创新主体地位、建设科技强国和发展新质生产力的重要抓手.立足科技强国建设的战略需求,基于新型国家创新体系理论,采用多案例研究方法,以6个典型的创新联合体为研究对象,从组建方式、治理机制、研发机制和成果转化机制等多维度,深入分析了企业主导型、企业参与高校主导型、企业参与政府主导型三类企业参与共建创新联合体的差异化模式和建设路径,提炼了企业参与共建创新联合体的理论框架.结果表明,创新联合体能有效强化和发挥企业在科技创新中的主体作用,以场景驱动持续突破关键核心技术,推动高质量发展以高质量科技供给和高效率成果转化赋能科技创新和产业创新深度融合,加快发展新质生产力.
Research on the Mechanism of Innovation Consortium Co-constructed by Enterprise from S&T Self-reliance and Self-improvement Perspective
Achieving science and technology(S&T)self-reliance and self-improvement is the key to Chinese path to modernization.Innovation consortium is the main driver to strengthen the innovation position of enterprise,build a strong science and technology country,and develop new quality productivity.However,little attention has been paid to uncover the differentiated operational mechanism and the process mechanism of promoting S&T innovation of enterprise-involved co-construction innovation consortia.What's more,current literature neglects to systematically sorted out the experience and models of enterprise-involved co-construction innovation consortia in strengthening the systematic synergy of national strate-gic S&T forces,solving major national needs,and breaking through the"neck"of key core technologies.To fill these gaps,based on the strategic demand of the construction of a strong S&T country,this paper adopts a multi-case study approach based on the theory of new national innovation system,and analyzes the models and construction paths of enterprise-led innovation consortia,enterprise-involved university-led innovation consortia and enterprise-involved government-led innovation consortia,from multiple dimensions such as formation mode,governance mechanism,R&D and technology transfer mode.Then it refines the theoretical framework of enterprise-involved co-construction innovation con-sortia.To be specific,the governance structure of enterprise-involved co-construction innovation consortia is basicallya di-rector or dean responsibility system under the leadership of the council.The decision-making body is a council or a manage-ment committee basically,and its composition includes government representatives,enterprise representatives,representa-tives of universities and research institutes,experts and scholars,etc.The unit nature of the innovation consortium operating physically is basically an institution with independent legal personality or a non-independent legal entity innovation organi-zation.In terms of employment mechanism,assessment mechanism,incentive mechanism and talent cultivation mechanism,there are significant differences between innovation consortia formed in different ways.Based on the above-mentioned research,this study refines the theoretical framework of the innovation consortium with efficient collaboration among multiple subjects such as enterprises,universities and institutes,and government under the per-spective of S&T self-reliance and self-improvement.Specifically,high level S&T self-reliance and self-improvement is the mission of the innovation consortium.The innovation consortium is mainly built through the collaboration of leading enter-prises,universities and institutes,and the government,focusing on promoting the systematic collaboration of multiple sub-jects in the national strategic S&T force.Mechanism innovation is an important institutional guarantee for the innovation consortium.During the construction process,the innovation consortium can effectively grasp the opportunity of con-text-driven innovation paradigm,face the real strategic needs of a strong S&T nation,regional high-quality development needs,common industrial needs,individualized needs of enterprises and other diversified contexts,and accelerate the gathering of innovation elements,main body synergy,innovation output and achievement transformation.Finally,the innova-tion consortium can effectively promote the comprehensive integration and development of policy chain,innovation chain,talent chain,industry chain and capital chain.The results show that innovation consortium can effectively enhance and leverage the primary role of enterprises in S&T innovation,continuously drive key core technology breakthroughs through diversified contexts.Innovation consortium can empower the deep integration of S&T innovation with industrial innovation through high-quality technological supply and efficient technology transformation,and accelerate the development of new quality productivity.This study provides important policy insights to further support enterprises to lead the construction of high-level innova-tion consortia,accelerate the supply of key core technologies,address major national strategic needs,and improve the inde-pendence,indigenous,and security of national development.First,the paradigm shift of innovation consortium formation from the traditional paradigm to the new paradigm should be accelerated.Second,the institutional mechanism of S&T inno-vation should be improved and the systematic layout of innovation consortia should be strengthened.Third,the government should strengthen the guarantee mechanism in terms of strategic guidance,organizational synergy and talent support,pro-vide stable guarantee for the leading S&T enterprises to lead the formation of innovation consortia and carry out organized scientific research,and promote the organic integration of multiple forces of government,society and market.Fourth,the government needs to formulate and improve the guiding opinions on the distribution of benefits,ownership of property rights,and protection of intellectual property rights in innovation consortia,and encourage innovation subjects to go beyond single economic interests sharing and result sharing to extensive and deep knowledge sharing,experience sharing and infor-mation sharing.

Chinese-style ModernizationS&T self-reliance and self-improvementinnovation consortiumcon-text-driven innovationnew-quality productivity

尹西明、孙冰梅、袁磊、陈雷

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北京理工大学 管理学院,北京 100081

教育部人文社会科学重点研究基地清华大学技术创新研究中心,北京 100084

中国科学院 科技战略咨询研究院,北京 100190

中国科学院大学 公共政策与管理学院,北京 100049

中国石油集团 经济技术研究院,北京 100724

中国石油天然气集团有限公司 科技管理部,北京 100007

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中国式现代化 自立自强 创新联合体 场景驱动创新 新质生产力

2024

科学学与科学技术管理
中国科学学与科技政策研究会 天津市科学学研究所

科学学与科学技术管理

CSTPCDCSSCICHSSCD北大核心
影响因子:1.68
ISSN:1002-0241
年,卷(期):2024.45(11)