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算法政治:算法介入国家治理的耦合逻辑与政治效应

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进入人工智能时代,算法介入国家治理成为国家治理变革的重要趋势,算法政治研究成为前沿议题。算法介入国家治理的动力包括功能主义、组织契合、社会工程、政企关系四种理论解释;算法通过赋能、赋权和赋智三种机制嵌入国家治理过程,进而形成了算法系统介入国家治理的三种耦合样态:政企合作、政府自建、政社共建。算法在重塑国家内部组织结构、官僚自主性与权力关系的同时,也通过算法中介作用对国家-社会关系的演变产生了巨大影响,这涉及国家-社会间权力配置、社会对国家的约束、国家对社会的干预三个维度。算法政治的未来研究,一方面要打开算法政治黑箱,考察算法政治的类型学及其成因;另一方面要深入探究算法政治在微观、中观和宏观层面的政治效应,以及智能社会中日益凸显的治理算法研究议题。
Politics of Algorithms:The Coupling Logic and Political Implications of Algorithmic Applications in State Governance
As we enter the era of artificial intelligence,the integration of algorithms into state governance has become a significant trend in governance reforms worldwide,and the study of algorithmic politics has emerged as a cutting-edge topic in academia in recent years.This paper examines and defines the concept of"algorithm,"elucidating the driving forces,mechanisms,and political implications of algorithmic interventions in state governance."Algorithm"is an ancient and multifaceted concept,with contemporary scholarship primarily interpreting it from technical and social perspectives.The emergence of algorithmic politics is closely linked to the widespread application of"intelligent algorithms"in the political sphere.The two fundamental research questions in algorithmic politics are"governance by algorithms"and"governance of algorithms."The former concerns how various political actors use algorithms,while the latter focuses on how diverse stakeholders understand and collectively address the risks associated with algorithmic applications.This paper primarily focuses on the state,the core political actor,and its use of algorithms—the most direct and typical form of algorithmic politics.The process of algorithmic interventions in state governance involves three elements:the driving forces for technology adoption,the embedding mechanisms,and the coupling modes,pertaining to the stages of the government's adoption,acquisition,and application of algorithmic technologies.Based on this,the paper proposes a"driving force-mechanism-mode"framework to analyze and understand the coupling process and embedding logic of algorithms and state governance.First,in terms of driving forces,the perspectives on factors propelling algorithmic interventions in state governance include functionalism,organizational fit,social engineering,and government-business relations.Second,in terms of mechanisms,algorithms are embedded in the governance process through three mechanisms:enablement,empowerment,and augmentation.Third,in terms of modes,government-business collaboration,government self-construction,and government-society co-construction are three common patterns of state-algorithm coupling.The political implications of algorithmic interventions in state governance can be understood through the classic perspective of state-society relations.Algorithms reshape the internal organizational structure,bureaucratic autonomy,and power relations of the state,thereby driving the algorithmization of state operations.At the same time,as algorithms become increasingly indispensable elements in social life and governance,they accelerate the algorithmization process of society.Through the mediating role of algorithms,state-society relations in the intelligent era are undergoing profound changes,primarily manifested in three dimensions:the power configuration between the state and society,society's constraints on the state,and the state's interventions in society.Future research on algorithmic politics should focus on opening the black box of algorithmic politics,examining the typology of algorithmic politics and its causes.Additionally,it is crucial to delve into the political effects of algorithmic politics at the micro,meso,and macro levels,as well as the increasingly prominent research topics concerning the governance of algorithms in intelligent societies.

AlgorithmAlgorithmic politicsState governanceState-society relationsPolitical implications

孟天广、吴培琳

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清华大学政治学系 北京100084

清华大学计算社会科学与国家治理实验室 北京100084

算法 算法政治 国家治理 国家-社会关系 政治效应

国家社科基金重大项目清华大学计算社会科学与国家治理实验室研究项目

18ZDA110

2024

山东大学学报(哲学社会科学版)
山东大学

山东大学学报(哲学社会科学版)

CSTPCDCSSCICHSSCD北大核心
影响因子:1.151
ISSN:1001-9839
年,卷(期):2024.(5)