武大国际法评论2024,Vol.8Issue(2) :118-137.

跨国公司侵害的司法救济困境:投资仲裁作为补充机制的比较优势

Dilemma of Judicial Remedy for Transnational Corporate Damages:Comparative Advantage of ISDS as a Supplementary Mechanism

柳新潮
武大国际法评论2024,Vol.8Issue(2) :118-137.

跨国公司侵害的司法救济困境:投资仲裁作为补充机制的比较优势

Dilemma of Judicial Remedy for Transnational Corporate Damages:Comparative Advantage of ISDS as a Supplementary Mechanism

柳新潮1
扫码查看

作者信息

  • 1. 清华大学法学院;剑桥大学劳特派特国际法研究中心
  • 折叠

摘要

作为跨国公司在发展中国家造成环境及人权侵害("跨国公司侵害")的首要救济方式,母国诉讼对原告而言存在管辖权和法律适用层面的诸多障碍,而其优化受到司法主权领土属性的限制:国内层面,法院在跨国公司侵害救济中的能动立场受到行政分支制约;国际层面,母国法院管辖权扩张对东道国法治存在消极影响.上述问题的优化上限使母国诉讼难以独立化解跨国公司侵害的司法救济困境.对此,应将IS-DS作为母国诉讼的补充机制.ISDS基于国家合意,不存在领土局限,具有突破母国诉讼优化上限的潜力.具体而言,管辖权方面,东道国可通过合同仲裁直接向投资者追责,或基于投资协定提起反请求,不受不方便法院等原则约束;法律适用方面,ISDS将海外子公司视为投资而忽视其人格独立,可将其侵害行为归责于母公司,且对国际法的适用相较于国内法院更为自由.此外,ISDS对公共利益的关注还能减轻国际投资保护对东道国管制主权的钳制,从源头上减少跨国公司侵害.

Abstract

As the primary remedy for environmental and human rights abuses caused by transnational corporations in developing countries("transnational corpo-rate damages"),home State litigation presents a number of obstacles to plaintiffs at the jurisdictional and law-application levels,and its optimization is constrained by the territoriality of judicial sovereignty:at the domestic level,the courts'dy-namic stance on remedies for transnational corporate damages is constrained by the executive branch;at the international level,the expansion of the jurisdiction of home State courts has a negative impact on the rule of law in the host State.The above optimization barrier makes it difficult for home State litigation to inde-pendently resolve the dilemma of judicial remedies for transnational corporate dam-ages,and investor-state dispute settlement(ISDS)should be used as a complementa-ry mechanism to home State litigation.ISDS jurisdiction is based on the consent of the State,and has no territorial limitation,which has the potential to break through the optimization barrier of home State litigation.Specifically,in terms of jurisdiction,the host State can directly claim against investors through contractual arbitration or file counterclaims based on the investment agreement without being bound by principles such as forum non conveniens;in terms of application of law,ISDS treats overseas subsidiaries as investments and ignores their indepen-dence of personality,and thus their infringements can be attributed to the parent companies,and the application of international law is more liberal compared to that of domestic courts.In addition,the public interest focus of ISDS can mitigate the constraints of international investment protection on the regulatory sovereignty of host States and reduce transnational corporate damages at the source.

关键词

跨国公司侵害/母国诉讼/司法救济困境/ISDS

Key words

transnational corporate damages/home state litigation/dilemma of judicial remedy/investor-state dispute settlement

引用本文复制引用

出版年

2024
武大国际法评论
武汉大学国际法研究所

武大国际法评论

ISSN:
段落导航相关论文