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安全保障义务的解释论展开

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围绕《民法典》第1198 条,安全保障义务的适用在主体范围、内容标准、因果关系、补充责任四个方面尚未被完全厘清.立基于本土视野,应结合司法实践积累的裁判智识形塑安全保障义务的解释论框架.具体而言,若单纯站在第 1198 条的立场会得出安全保障义务主体射程狭窄的结论,正确的路径是在《民法典》第1198 条与第1165 条第1 款的互动关系中对安全保障义务的主体范围加以延展.安全保障义务的内容标准因为概念的抽象性形成法内漏洞,依托本土裁判资源可以提炼出社会危险本身的严重性、对社会危险的控制能力、社会活动的营利性、义务相对人特别保护的必要性、安保措施的经济成本五方面的规范要素,该等要素可以向法官提供论证安全保障义务的指导性观点.在未尽安全保障义务的因果认定上,出于规范目的的考虑应该放宽评价标准,原则上只要不能排除安全保障措施降低致害的可能性就应肯定因果关系的存在.至于补充责任的适用条件,理论界与司法实务在原因力与第三人主观样态之间存在明显的相左,站在司法实践的立场,未尽安全保障义务仅仅作为次要原因间接参与致害时才使得安保义务人享有责任承担的顺位利益,否则就应该采取按份责任.
The Interpretive Theory of Safeguard Duty
Regarding Article 1198 of the Civil Code,the application of safeguard duty has not been fully clarified in four aspects:subject scope,content standards,causal relationships,and supplementary responsibilities.Based on a local perspective,an interpretive framework for safeguard duty should be formed by combining the accumulated judicial wisdom in judicial practice.Specifically,if we simply stand on the position of Article 1198,we will conclude that the range of the subject of safeguard duty is narrow.The correct path is to extend the scope of the subject of safeguard duty in the interaction between Article 1198 and Article 1165(1).The content standards of safeguard duty form legal loopholes due to the abstract nature of the concept.By relying on local judicial resources,five normative elements can be extracted,including the severity of social danger itself,the ability to control social danger,the profitability of social activities,the necessity of special protection for obligated parties,and the economic cost of security measures.These elements can provide judges with guiding views on demonstrating security obligations.In the causal determination of unfulfilled safeguard duty,for regulatory purposes,the evaluation criteria should be relaxed.In principle,as long as the possibility of reducing harm caused by security measures cannot be ruled out,the existence of causal relationships should be affirmed.As for the application conditions of supplementary liability,there is a clear contradiction between the theoretical community and judicial practice in terms of causal force and the subjective behavior of third parties.From the perspective of judicial practice,failure to fulfill safeguard duty only allows security obligors to enjoy the priority benefits of responsibility when indirectly participating in harm as a secondary cause.Otherwise,proportionate liability should be adopted.

safeguard dutycausal relationshippurpose of regulationsupplementary responsibilitiesindirect causes

王磊

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贵州大学 法学院,贵州 贵阳 550025

安全保障义务 因果关系 规范目的 补充责任 间接原因

国家社会科学基金青年项目

21CFX036

2024

现代法学
西南政法大学

现代法学

CSTPCDCSSCICHSSCD北大核心
影响因子:2.725
ISSN:1001-2397
年,卷(期):2024.46(3)
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