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生成式AI对个人信息保护的挑战与风险规制

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生成式AI的技术特性使其对《个人信息保护法》建构的个人信息保护体系产生了挑战,主要包括:生成式AI虽然解决了让语言模型使用超大体量无人工标注数据进行预训练的难题,但其采用的技术路线也使大语言模型成为完全的"技术黑箱",进而使开发者难以遵守个人信息处理的知情同意规则;无论是依据"目的限定原则"还是"场景理论",生成式AI的技术特性都使其难以满足在"合理范围"内处理已公开个人信息的法定要求;生成式AI的技术特性使大语言模型的输入端和输出端都存在对信息主体的敏感个人信息权益和个体隐私权的侵害风险.我们应该基于"包容审慎"的基本风险规制理念,通过调整生成式AI领域知情同意规则的适用方式、重塑生成式AI领域已公开个人信息的处理规则、设立生成式AI领域个人信息中人格权保护的行政规制措施等途径,实现创新技术发展和个人信息保护之间的平衡.
The Challenge of Generative Artificial Intelligence to Personal Information Protection and Its Risk Regulation
The technical characteristics of Generative AI pose a challenge to the personal information protection system established by China's Personal Information Protection Law,including:although Generative AI has solved the problem of pre-training language models with large-scale unlabeled data,the adopted technical route also makes Large Language Models(LLMs)a complete technical black box,making it difficult for developers to comply with the rules of informed consent for personal information processing;whether based on the principle of purpose limitation or the theory of scenarios,the technical characteristics of Generative AI make it difficult to meet the statutory requirement of processing personal information within a"reasonable scope"in accordance with the law;the technical characteristics of Generative AI make it possible for LLMs to infringe on the sensitive personal information rights and individual privacy rights of information subjects at both the input and output ends.We should base our basic risk regulatory philosophy of"inclusive prudence"on this and take measures such as adjusting the application of informed consent rules in the field of Generative AI,reshaping the rules for processing publicly available personal information in the field of Generative AI,and establishing administrative regulatory measures for protecting the personality rights of personal information in the field of Generative AI,to achieve a balance between innovative technology development and personal information protection.

Generative Artificial IntelligenceChatGPTpersonal informationrisk regulation

黄锫

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同济大学 法学院,上海 200092

生成式人工智能 ChatGPT 个人信息 风险规制

2024

现代法学
西南政法大学

现代法学

CSTPCDCSSCICHSSCD北大核心
影响因子:2.725
ISSN:1001-2397
年,卷(期):2024.46(4)
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