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算法规制:从规范规制到分层规制

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以传统的法律规范来规制算法,尤其以概念来限定算法存在一个根本性问题:规范与算法之间缺乏直接的对应性与流畅的沟通性.因为规范规定的是人类行为,而算法是一种机器决策,规范作为基于人类语言的文字表达,难以限定另一种基于机器语言的数字化表达.因此,算法规制的进深展开会遭遇文字之于数字的匹配与沟通难题的不断强化,这使得算法规制在算法的一般性与特殊性的横向维度上及现象层与隐藏层的纵向层级上呈现出不同效能.建构算法规制的分层结构,将有利于我们对算法及其规制保持更为清醒的认知判断,发现算法规制的力量及其限度.只有将基于合法性判断的规范规制转变为致力于算法可信的分层规制,才能实现对算法的有效规制.
Algorithm Regulation:From Normative Regulation to Hierarchical Regulation
There is a fundamental problem with regulating algorithms using traditional legal norms,particularly when defining algorithms with legal concepts:there is a lack of direct correspondence and fluent communication between the norms and the algorithms.This is because concepts express human behaviors,while algorithms represent machine decision-making.As concepts are textual expressions based on human language,they can not confine another form of digital expressions based on machine language.Consequently,the challenge encountered by the algorithm regulation will get intensified continuously when regulation develops further,which is how to match and communicate between conceptual expression and algorithms.This requires algorithm regulation demonstrates variable capabilities according to the different forms of algorithms like generality and specificity,and different levels of algorithms,as phenomena or hidden layers.Constructing a hierarchical structure for the regulation of algorithms will help us to maintain a clearer cognitive judgment of algorithms and regulation about them,and define the power and limitations of algorithm regulation.Only by transforming the normative regulation based on legality judgments into a hierarchical regulation aimed to promote the credibility of algorithms can we regulate algorithms effectively.

algorithmsalgorithm regulationnormative regulationhierarchical regulation

蔡星月

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北京航空航天大学法学院,北京 100191

算法 算法规制 规范规制 分层规制

2023年北京社会科学基金项目

23JCC091

2024

现代法学
西南政法大学

现代法学

CSTPCDCSSCICHSSCD北大核心
影响因子:2.725
ISSN:1001-2397
年,卷(期):2024.46(4)
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