首页|乡镇政府政策执行中的形式主义何以生成?——基于"环境—组织—回应"的分析框架

乡镇政府政策执行中的形式主义何以生成?——基于"环境—组织—回应"的分析框架

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已有的大部分研究都将形式主义化约为一个同质性类型进行探讨,但在政策实践中,形式主义有强弱之分.基于理性新制度主义理论和政策运行实际,文章构建"环境—组织—回应"分析框架,根据政策目标实现度和政策规则嵌入度,从政策强制力、乡镇政府组织力和对制度环境的回应力等层面,结合中部S镇的个案,分析不同形式主义的生成机制.研究发现,政策类型构建的制度环境是影响乡镇政策执行的最强因素.重点性政策具有较强的政策压力、政策动员与资源支持,以动员式执行来推进工作,形式主义倾向较弱.非重点性政策在政策压力、组织资源、社会回应的约束下,呈现出选择式执行和应付式执行等强弱不同的形式主义.本研究一方面推动了形式主义类型学的探讨,另一方面推动相关分析从封闭系统到开放系统的转变,从而更全面地揭示基层政策执行中形式主义形成的多重机制.
How Does Formalism Arise in the Implementation of Government Policies at Township Level?——An analysis based on the"environment-organization-response"framework
Most existing studies tend to reduce formalism to a homogeneous type for exploration,but in policy practice,formalism va-ries in intensity.Based on the theory of rational new institutionalism and the actual operation of policies,this article constructs an"en-vironment-organization-response"analytical framework.Grounded on a case study of Town S in central China,it analyzes the mecha-nisms of different forms of formalism by considering the degree of policy goal achievement and the embedding of policy rules,from such aspects as the coercive power of policies,the organizational capacity of township governments,and their responsiveness to the institu-tional environment.The research finding show that the institutional environment constructed by policy types is the strongest factor affect-ing the implementation of township policies.Key policies,which come with strong policy pressure,mobilization,and resource support,implemented through a mobilization approach,result in weaker tendencies towards formalism.Non-key policies,constrained by policy pressure,organizational resources,and social response,exhibit varying degrees of formalism,ranging from selective to perfunctory exe-cution.This study not only advances the typology of formalism but also shifts the related analysis from a closed system to an open sys-tem,thereby more comprehensively revealing the multiple mechanisms behind the formation of formalism in grassroots policy implemen-tation.

government policy implementation at township levelformalismneo-institutionalismtypological analysisgenerative mechanism

李峰、丁知平

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华东政法大学 社会发展学院 上海 201620

华东政法大学 政府管理学院,上海 201620

湖南文理学院 经济与管理学院,常德 415000

乡镇政策执行 形式主义 新制度主义 类型化 生成机制

2024

湘潭大学学报(哲学社会科学版)
湘潭大学

湘潭大学学报(哲学社会科学版)

CSTPCDCSSCICHSSCD北大核心
影响因子:0.589
ISSN:1001-5981
年,卷(期):2024.48(6)