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"双目标"主权理论创新与数据跨境治理体系改革

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当前各国数据跨境治理政策正随着全球数字化转型的深入而出现新变化,传统理论不足以对此做出充分回应,探索政策变化背后的理论问题具有重要意义.本文认为,各国数据跨境治理政策在控制风险和促进发展两个目标间选择与切换现象,其本质是政策实践者界定数据主权内涵并付诸政策实施的问题探索过程.不同于传统主权理论强调基于特定地理边界范围的控制与管理权力,立足于数据流动性、外部性并因而具有关联性的特征,本文提出数据主权应致力于实现本国利益和他者利益协同的"双目标"理论创新,其关键在于探索多元化的国际合作机制,这具体体现在监管合作、制度一致化和软法之治等三个方面.基于双目标数据主权理论创新,本文进一步对中国数据跨境治理体系改革提出了三点建议,分别聚焦数据分级分类治理、数字技术治理、数字产品或服务治理等.
"Dual-Goal"Sovereignty Theory Innovation and Cross-Border Data Flow Ginzo
The cross-border data flow governance policies of various countries are undergoing new changes as the global digital transformation deepens,which could not be fully responded by extant theories.This paper argues that the conventional understanding of the policy trade-off between risk control and development promotion is superficial which ignores the possible theoretical innovation on data sovereignty.Different from the traditional sovereignty theory that emphasizes the power based on a specific geographical boundary,the paper proposes that data sovereignty should be committed to achieving the"dual-goal"of national interests and the interests of others because of the mobility and externalities of trans-border data flow.The key to realize"dual-goal"data sovereignty is to explore international cooperation mechanisms,including regulatory cooperation,institutional consistency,and soft law governance.Based on the theoretical innovation,this paper further proposes three suggestions for the reform of China's cross-border data flow governance system,focusing on data classification,technology governance,and digital product or service governance.

贾开、赵静

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上海交通大学国际与公共事务学院 上海,200030

清华大学公共管理学院 北京,100084

双目标 数据主权 数据跨境治理 数据跨境流动

国家社会科学基金一般项目清华大学自主科研计划

23BGL2442021THZWJC12

2024

学海
江苏省社会科学院

学海

CSTPCDCSSCICHSSCD北大核心
影响因子:0.759
ISSN:1001-9790
年,卷(期):2024.(4)